DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Transamerica Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mitchell Borst | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Oct 12, 2023 |
| Chris Charles Acuna | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 6, 2023 |
| Adam Griggs | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Jan 8, 2024 (91 d) |
| Daniel Patrick Miller | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 10, 2023 |
| Dennis P Despres | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Nov 9, 2023 (34 d) |
| Richard Keith Brown | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Apr 7, 2025 (551 d) |
| Reed Armstrong Meyer | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 11, 2023 |
| Tianyan Goellner | Transamerica Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2023 | Oct 3, 2023 |
| James Stewart Staats | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | Oct 11, 2023 |
| Kerri Leigh Farren | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Jan 1, 2025 (462 d) |
| Michelle Blackwelder Bodin | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 26, 2023 |
| Joshua Curtis Ekola | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2023 | Jan 2, 2024 (98 d) |
| Weston S Cordon | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Sep 25, 2023 |
| Jody Ann Wilson | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2023 | Sep 22, 2023 |
| Marlow Lynn Felton | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2023 | Sep 14, 2023 |
| Christopher Philip Ervin | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2023 | Jan 22, 2025 (491 d) |
| Abraham Fitzsimmons | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Oct 20, 2023 (32 d) |
| Adam R Clark | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Sep 1, 2023 |
| Victoria E Martin | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Oct 11, 2023 |
| George Mcferren Kiebler | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Jan 1, 2026 (839 d) |
| Andre L. Parker | Transamerica Financial Advisors, LLC BD affiliated | Global View Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2023 | Apr 5, 2024 (204 d) |
| Josue E. Flores | Transamerica Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2023 | Oct 17, 2023 (35 d) |
| Christopher Lee Felton | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 11, 2023 |
| Thiensa T. Nguyen | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 19, 2023 |
| Sherman Peters Jones | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Jan 1, 2025 (478 d) |
| Chase Eric Jenson | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Aug 30, 2023 |
| Chandler Isaac Jenson | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Aug 29, 2023 |
| Stacy Carol Volpe | Transamerica Financial Advisors, LLC BD affiliated | Fairport Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 7, 2023 | Sep 30, 2025 (754 d) |
| Eric M Jenson | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 14, 2023 |
| Justin J. Wheeler | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Aug 31, 2023 |
| Louis Christian Stradling | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Oct 4, 2023 |
| Agnes Carolyn Medina | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Sep 7, 2023 |
| Marlys Ann Nash | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 25, 2023 |
| Boyd Jerod Pederson | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Jan 22, 2025 (513 d) |
| Sharalee Elizabeth Pederson | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Aug 25, 2023 |
| Amy Melissa Brown | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2023 | Aug 25, 2023 |
| Keith Milton Crogan | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2023 | Sep 19, 2023 (39 d) |
| India Elliott | Transamerica Financial Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2023 | Nov 8, 2023 (98 d) |
| Heidi Kay Clark | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Aug 9, 2023 |
| Michael J Morley | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Jun 11, 2024 (315 d) |
| Robert Scott Olah | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 15, 2023 |
| Robert M Brown | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 9, 2023 |
| Leonard Lamar Taylor | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Sep 5, 2023 (35 d) |
| Lance K Packer | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 31, 2023 |
| Anthony Scott Knaubert | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2023 | Jan 2, 2025 (521 d) |
| Richard Leslie Cunningham | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2023 | Aug 15, 2023 |
| Margreit Rm Mcinnis | Transamerica Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jan 2, 2024 (158 d) |
| Jessica Jean Wright | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2023 | Aug 30, 2023 (33 d) |
| Jeremy Brian Evans | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Aug 15, 2023 |
| Terry Elbert Wengert | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Aug 30, 2023 (35 d) |
| Andrew Child | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Aug 15, 2023 |
| Jason Scott Murray | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jul 18, 2023 |
| Daniel Patrick Congram | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Aug 22, 2023 (39 d) |
| Michael Allen Bloomer | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Aug 24, 2023 (41 d) |
| David Allen Shilling | Transamerica Financial Advisors, LLC BD affiliated | Altitude Capital Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 12, 2023 | Jan 3, 2025 (541 d) |
| Tara Lavarias | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Feb 5, 2024 (209 d) |
| Kristi Lee Sorensen | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2023 | Jul 13, 2023 |
| John Lewis James | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jun 30, 2023 |
| Litonya Mia Allen | Transamerica Financial Advisors, LLC BD affiliated | Insight Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2023 | Jul 6, 2023 |
| Richard Paul Cunningham | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2023 | Jul 6, 2023 |
1,165 moves match.