DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealthspire Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael T MoriartyWealthspire Advisors independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankAug 20, 2020Sep 1, 2020
Glen D MacdonaldWealthspire Advisors independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 17, 2020Mar 8, 2021 (356 d)
Jonathan Brett RosnerWealthspire Advisors independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 5, 2020Feb 12, 2020
Abby R BareWealthspire Advisors independent RIABaker Tilly Wealth Management, LLC independent RIARIA to RIAJan 8, 2020Jul 15, 2020 (189 d)
Wendy Sue PeperkornWealthspire Advisors independent RIADrake & Associates, LLC independent RIARIA to RIAJan 2, 2020Jan 27, 2020
Brian David BehlWealthspire Advisors independent RIABehl Wealth Management state registeredRIA to a state-registered adviserMar 21, 2019Jul 17, 2019 (118 d)
Stephanie Mavis D'IppolitoWealthspire Advisors otherFreestone Capital Management, LLC otherOtherJul 28, 2017Aug 11, 2017
Cynthia Rose SforzaWealthspire Advisors otherCreative Planning otherOtherJul 3, 2017Jul 25, 2017
Robert Alvin CronWealthspire Advisors otherU.S. Bancorp Investments, Inc. otherOtherNov 29, 2016Mar 31, 2017 (122 d)
Tiffany Lydia WalkerWealthspire Advisors otherWindsor Financial Group LLC otherOtherOct 31, 2016Jan 3, 2017 (64 d)
Christopher Geddy HillWealthspire Advisors otherCapital One Advisors, LLC otherOtherJul 18, 2016Aug 1, 2016
Megan Ann BleilWealthspire Advisors otherPennington Partners & Co., LLC no RAUMOtherJun 10, 2016Apr 27, 2016
Brooke Emily NapiwockiWealthspire Advisors otherLPL Financial LLC otherOtherFeb 16, 2016Feb 8, 2016
Corey Anthony PurkatWealthspire Advisors otherPurkat Financial unclassifiedOtherOct 30, 2015Jan 4, 2016 (66 d)
Kristopher T SharpeWealthspire Advisors otherWoodbury Financial Services, Inc. otherOtherAug 6, 2015Sep 22, 2015 (47 d)
Dale Michael SchumacherWealthspire Advisors otherLPL Financial LLC otherOtherJan 20, 2015Jan 20, 2015
Jennifer Lynn GiemzaWealthspire Advisors otherBmo Harris Financial Advisors, Inc otherOtherNov 14, 2014Oct 5, 2015 (325 d)
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17 moves match.