DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lake Point Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert E EmrichLake Point Wealth Management, LLC no RAUMAcruence Capital, LLC asset managerOtherJul 20, 2022May 14, 2020
David Ashley MaxwellLake Point Wealth Management, LLC no RAUMAe Wealth Management, LLC BD affiliatedOtherJul 20, 2022Jun 15, 2022
Howard Reid JohnsonLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherJul 20, 2022Feb 15, 2022
Samuel HumeLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherJun 9, 2022Jan 14, 2022
Anna M ApodacaLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherJun 9, 2022Jan 4, 2022
Aaron BoyceLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherJun 9, 2022Jan 4, 2022
David Allen CainLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherJun 9, 2022Dec 22, 2021
Carter BrowerLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherMay 16, 2022Dec 22, 2021
Christopher HoughtonLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherMay 16, 2022Jan 20, 2022
Kody Carl FollowwillLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherMay 16, 2022Jan 11, 2022
Brent WilliamsLake Point Wealth Management, LLC no RAUMMercer Global Advisors Inc. independent RIAOtherMar 25, 2022Dec 22, 2021
Dennis Ryan OverstreetLake Point Wealth Management, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 9, 2022Jan 21, 2022
Michele Yvette BergeronLake Point Wealth Management, LLC independent RIALee Financial Company, LLC independent RIARIA to RIAJan 29, 2020Mar 18, 2020 (49 d)
Troy Michael Knight-MillerLake Point Wealth Management, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 7, 2019Oct 31, 2019
Jonathan Kent LawtonLake Point Wealth Management, LLC independent RIAOpenair Financial, LLC independent RIARIA to RIAJun 14, 2019May 29, 2019
Chris R MassenburgLake Point Wealth Management, LLC independent RIAOpenair Financial, LLC independent RIARIA to RIAJun 14, 2019May 29, 2019
Stewart Embry FieldsLake Point Wealth Management, LLC independent RIAOpenair Financial, LLC independent RIARIA to RIAApr 18, 2019Mar 22, 2019
James Jeffrey ProctorLake Point Wealth Management, LLC otherUnited Advisors America independent RIAOtherAug 31, 2016Apr 19, 2017 (231 d)
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18 moves match.