DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cedar Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Neil Ray PeplinskiCedar Capital, LLC independent RIAKingsview Wealth Management, LLC independent RIARIA to RIASep 30, 2022Oct 1, 2021
Matthew Alan RomaCedar Capital, LLC independent RIACibc Private Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2018May 29, 2018
Michael BalchCedar Capital, LLC independent RIAIpi Wealth Management, Inc. otherOtherDec 31, 2017Jan 2, 2018
Brian James GlynnCedar Capital, LLC independent RIAWilliam Blair & Company L.L.C. otherOtherDec 11, 2017Aug 30, 2017
David Stephen UlmCedar Capital, LLC otherFrontier Asset Management, LLC otherOtherJul 26, 2016Mar 1, 2018 (583 d)
Thomas Lee PetricCedar Capital, LLC otherBmo Asset Management Corp. otherOtherJul 26, 2016Aug 2, 2016
Dennis G O'MalleyCedar Capital, LLC otherNorthern Trust Investments, Incorporated otherOtherJan 25, 2016Nov 8, 2017 (653 d)
Margaret Mary OlearyCedar Capital, LLC otherSterling Capital Management LLC otherOtherJan 14, 2016Jan 17, 2017 (369 d)
James Joseph DuddeyCedar Capital, LLC otherElysian Capital no RAUMOtherJan 4, 2016Oct 23, 2018 (1023 d)
Lacey Blair ZavelovichCedar Capital, LLC otherEnvestnet Pmc otherOtherDec 2, 2015May 11, 2016 (161 d)
Michael Justin SalemyCedar Capital, LLC no RAUMUsaa Financial Planning Services no RAUMOtherOct 30, 2015Jul 20, 2017 (629 d)
Kevin William ReillyCedar Capital, LLC no RAUMHilltop Securities Inc. otherOtherSep 30, 2015Oct 19, 2015
Brandon BalaziCedar Capital, LLC no RAUMAstor Investment Management LLC otherOtherApr 15, 2015May 19, 2015 (34 d)
Jason Scott SwedoCedar Capital, LLC no RAUMAstor Investment Management LLC otherOtherMar 18, 2015Aug 10, 2015 (145 d)
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14 moves match.