DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sandy Morris Financial & Estate Planning Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Andrew BlackstonSandy Morris Financial & Estate Planning Services, LLC independent RIAPearl Wealth Group independent RIARIA to RIAFeb 6, 2026Jul 11, 2023
Mia L VazquezSandy Morris Financial & Estate Planning Services, LLC independent RIANorthbridge Financial Group, LLC independent RIARIA to RIAJan 21, 2026Feb 23, 2026 (33 d)
Thomas John McdonaldSandy Morris Financial & Estate Planning Services, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2025Mar 25, 2026 (139 d)
Rafael Augusto UrenaSandy Morris Financial & Estate Planning Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 9, 2025Jul 8, 2025
Michael Lewis AbbottSandy Morris Financial & Estate Planning Services, LLC independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2025Jun 10, 2025 (70 d)
Kamil PolkowskiSandy Morris Financial & Estate Planning Services, LLC independent RIAFfo Investments LLC independent RIARIA to RIAMar 4, 2025Aug 3, 2026 (517 d)
Matthew William MckeownSandy Morris Financial & Estate Planning Services, LLC independent RIAPearl Wealth Group independent RIARIA to RIAFeb 1, 2024Feb 20, 2024
Whittney D HarveySandy Morris Financial & Estate Planning Services, LLC independent RIAFisher Investments independent RIARIA to RIAFeb 24, 2022Dec 21, 2020
Heather Lyn PenrodSandy Morris Financial & Estate Planning Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankSep 27, 2019Jan 23, 2020 (118 d)
Scott Evan GreeneSandy Morris Financial & Estate Planning Services, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAAug 26, 2019Jan 17, 2020 (144 d)
Ryan Paul O'LearySandy Morris Financial & Estate Planning Services, LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 30, 2018Nov 6, 2018
Alexander Michael SkijusSandy Morris Financial & Estate Planning Services, LLC independent RIATrue Life Wealth Management, LLC state registeredRIA to a state-registered adviserSep 4, 2018Jan 1, 2026 (2676 d)
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12 moves match.