DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from M1 Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack Reilly Oricoli | M1 Advisory independent RIA | Voya Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 11, 2026 |
| Michael J Mason | M1 Advisory no RAUM | RBC Capital Markets, LLC national BD | Other | Nov 14, 2025 | Dec 5, 2025 |
| Patrick Michael Flood | M1 Advisory no RAUM | Stifel, Nicolaus & Company, Incorporated national BD | Other | Oct 8, 2025 | Dec 2, 2025 (55 d) |
| Jack Henry Privateer | M1 Advisory no RAUM | Citigroup Global Markets Inc. BD affiliated | Other | Apr 23, 2025 | Apr 23, 2025 |
| Amanda Elizabeth Caruth | M1 Advisory no RAUM | Hightower Advisors, LLC BD affiliated | Other | Apr 23, 2025 | Jul 23, 2025 (91 d) |
| Danielle Janet Blaser | M1 Advisory no RAUM | UBS Financial Services Inc. wirehouse | Other | Jun 28, 2024 | Jun 11, 2024 |
| John Yun Ho | M1 Advisory no RAUM | J.P. Morgan Securities LLC wirehouse | Other | May 13, 2024 | Jun 25, 2024 (43 d) |
| Brandon Louis Nguyen | M1 Advisory no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Apr 30, 2024 | Jun 6, 2024 (37 d) |
| Nathan Lennox Harlow | M1 Advisory no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 24, 2023 | Aug 8, 2023 |
| Joshua Paul Patchik | M1 Advisory no RAUM | Frec independent RIA | Other | Apr 10, 2023 | Oct 25, 2024 (564 d) |
| Sanchit Sharma | M1 Advisory no RAUM | Masterworks Advisers, LLC asset manager | Other | Mar 10, 2023 | Nov 14, 2023 (249 d) |
| John Gerard Ruane | M1 Advisory no RAUM | Manifest no RAUM | Other | Nov 28, 2022 | Apr 8, 2026 (1227 d) |
| John Michael O'Connor | M1 Advisory no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Sep 7, 2022 | Nov 14, 2022 (68 d) |
| Devin Grayson | M1 Advisory no RAUM | Lincoln Investment independent RIA | Other | May 19, 2022 | Jan 4, 2023 (230 d) |
| Nicholas Nmn Dalmaso | M1 Advisory no RAUM | Sound Capital Solutions LLC no RAUM | Other | Mar 1, 2022 | Jan 11, 2024 (681 d) |
| Ashley Elizabeth Rodabaugh | M1 Advisory no RAUM | Frec no RAUM | Other | Oct 19, 2021 | Apr 28, 2023 (556 d) |
| Emiliano Rios Caban | M1 Advisory no RAUM | Secfi Advisory Limited asset manager | Other | Sep 11, 2020 | Jul 21, 2022 (678 d) |
| Nicholas Nmn Dalmaso | M1 Advisory no RAUM | Sound Capital Solutions LLC no RAUM | Other | Dec 31, 2019 | Oct 23, 2020 (297 d) |
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18 moves match.