DFX Intelligence

RIA Intelligence

Advisor moves

Departures from B Riley Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Kevin JohnsonB Riley Wealth Management otherJ P Turner & Company Capital Management, LLC otherOtherDec 15, 2009Jan 5, 2010
Jerry Lee ClineB Riley Wealth Management otherSpc otherOtherSep 18, 2009Oct 15, 2009
Stephen Pavey MeskanB Riley Wealth Management otherFintegra, LLC otherOtherJul 30, 2009Jul 29, 2009
Eric Paul ZeitlerB Riley Wealth Management otherSpc otherOtherJul 1, 2009Aug 29, 2013 (1520 d)
Kelly Glen ComptonB Riley Wealth Management otherSatx Wealth Management LLC unclassifiedOtherJul 1, 2009Feb 28, 2013 (1338 d)
Timothy David WilliamsonB Riley Wealth Management otherChase Investment Services Corp. otherOtherJan 14, 2009Mar 11, 2009 (56 d)
Keith Rufus LambB Riley Wealth Management otherSurety Wealth Management unclassifiedOtherSep 15, 2008Mar 12, 2009 (178 d)
Ronald Todd BehymerB Riley Wealth Management otherCharles Schwab & Co., Inc. national BDOtherMay 27, 2008Aug 18, 2008 (83 d)
Lance Eric RobertsB Riley Wealth Management otherAvidian Wealth Solutions otherOtherApr 21, 2008Jun 23, 2003
Michael Anthony SmithB Riley Wealth Management otherAvidian Wealth Solutions otherOtherApr 17, 2008Jun 17, 2003
Craig M WienerB Riley Wealth Management otherAaron Capital Incorporated unclassifiedOtherApr 1, 2008Apr 8, 2008
Jon Marvin FletcherB Riley Wealth Management otherForte Wealth Management, LLC unclassifiedOtherJan 29, 2008Oct 28, 2004
David Edwin SharekB Riley Wealth Management otherDavidsharek.Com otherOtherJan 23, 2008Nov 17, 2021 (5047 d)
Jenna Lynn SpurrierB Riley Wealth Management otherRBC Capital Markets, LLC national BDOtherMar 20, 2006Mar 20, 2006
Theodore Karl GeocaB Riley Wealth Management otherMaxout Savings Advisors LLC otherOtherJan 11, 2006Nov 25, 2005
Michael John FrediB Riley Wealth Management otherFirst Horizon Advisors, Inc otherOtherAug 15, 2005Aug 17, 2005
Aaron Lynn SuriffB Riley Wealth Management otherWaddell & Reed otherOtherOct 8, 2004Nov 12, 2004 (35 d)
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197 moves match.