DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Triad Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Clay MashburnTriad Advisors, LLC otherHorizons Financial Group, Inc. otherOtherJan 8, 2008Jan 7, 2008
Stephen Michael MossTriad Advisors, LLC otherPegasus Financial Group LLC independent RIAOtherOct 15, 2007Oct 19, 2007
Michael David BeanTriad Advisors, LLC otherQuestar Asset Management, Inc. otherOtherSep 10, 2007Oct 18, 2007 (38 d)
Craig Ryan SeligmanTriad Advisors, LLC otherProactive Wealth Strategies, LLC unclassifiedOtherAug 21, 2007Aug 9, 2007
Cynthia Marshall DersoTriad Advisors, LLC otherProactive Wealth Strategies, LLC unclassifiedOtherAug 21, 2007Aug 9, 2007
George Roger DuffTriad Advisors, LLC otherDuff & Boynton, LLC unclassifiedOtherJul 16, 2007Jul 12, 2007
Jeremiah Scott BoyntonTriad Advisors, LLC otherDuff & Boynton, LLC unclassifiedOtherJul 16, 2007Jul 12, 2007
Scott Anthony MarmoTriad Advisors, LLC otherMarmo Financial Group, LLC independent RIAOtherJul 5, 2007Jun 28, 2007
Marc Stephen BeckerTriad Advisors, LLC otherWiser Financial Coaching, LLC unclassifiedOtherApr 23, 2007May 21, 2014 (2585 d)
Richard Todd DavisTriad Advisors, LLC otherWiser Financial Coaching, LLC unclassifiedOtherApr 17, 2007Apr 17, 2007
Vance Blair GrayTriad Advisors, LLC otherVancegray Wealth Management, Inc. otherOtherMar 8, 2007Jan 22, 2007
Jonathan Samuel LindvigTriad Advisors, LLC otherPeachtree Wealth Advisors, Inc independent RIAOtherFeb 6, 2007Oct 4, 2006
Richard John BrockTriad Advisors, LLC otherTice Mcninch Capital Management, Inc. unclassifiedOtherJan 22, 2007Jan 26, 2007
Sean Louis DefrehnTriad Advisors, LLC otherDefrehn Consulting state registeredOtherJan 3, 2007Feb 8, 2021 (5150 d)
James Bryan Keith BallentineTriad Advisors, LLC otherBca Private Wealth, Inc. independent RIAOtherJun 13, 2006Jun 15, 2006
Lee Ryan BrinsonTriad Advisors, LLC otherJ.T. Stratford Advisors, LLC unclassifiedOtherOct 7, 2005Aug 18, 2005
Matthew Phillip LankfordTriad Advisors, LLC otherRogers Wealth Group, Inc. otherOtherJul 20, 2005Sep 14, 2005 (56 d)
Richard Harvey MuncasterTriad Advisors, LLC otherTransamerica Financial Advisors, Inc. unclassifiedOtherJun 24, 2005Sep 29, 2005 (97 d)
Melissa Jane CrockettTriad Advisors, LLC otherKovack Advisors, Inc. otherOtherDec 16, 2004Apr 8, 2008 (1209 d)
Sanjay Omprakash AsijaTriad Advisors, LLC otherArcher Investment Corporation otherOtherAug 12, 2004Aug 7, 2017 (4743 d)
Rhonda Mixon GilbertTriad Advisors, LLC otherKeystone Financial Group, Inc. otherOtherJul 16, 2004Jun 21, 2004
Thomas King SavageTriad Advisors, LLC otherKeystone Financial Group, Inc. otherOtherJul 16, 2004Jun 21, 2004
Christopher Owen MorrisTriad Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherMay 18, 2004May 18, 2004
Paul David KindziaTriad Advisors, LLC otherNiagara Financial Advisors, LLC unclassifiedOtherJul 22, 2003Jul 16, 2003
Rajen Kantilal ChokshiTriad Advisors, LLC otherNiagara Financial Advisors, LLC unclassifiedOtherJul 22, 2003Jul 16, 2003
Shawn Michael MeadeTriad Advisors, LLC otherNiagara Financial Advisors, LLC unclassifiedOtherJul 22, 2003Jun 17, 2003
Robert E EmrichTriad Advisors, LLC otherCiticorp Investment Services unclassifiedOtherJun 4, 2003Jul 21, 2003 (47 d)
Kurt Evan MorganTriad Advisors, LLC otherTmg Wealth Advisors, Inc. state registeredOtherJun 2, 2003Nov 24, 2010 (2732 d)
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208 moves match.