DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pinnacle Peak Private Client Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Patrick Jack | Pinnacle Peak Private Client Group, LLC independent RIA | Bcg Securities, Inc. other | Other | Apr 8, 2026 | Jan 24, 2017 |
| Matthew Joseph Figueroa | Pinnacle Peak Private Client Group, LLC independent RIA | Bcg Securities, Inc. other | Other | Mar 11, 2026 | Jan 19, 2017 |
| Charles Ronald Burns | Pinnacle Peak Private Client Group, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Mar 11, 2026 | Mar 8, 2026 |
| Tyler Edward Soria | Pinnacle Peak Private Client Group, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Mar 11, 2026 | Mar 4, 2026 |
| Tanner Ryan Welch | Pinnacle Peak Private Client Group, LLC independent RIA | Moors & Cabot, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2025 | Dec 18, 2025 (51 d) |
| Jason Robert Brown | Pinnacle Peak Private Client Group, LLC independent RIA | Bcg Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 26, 2019 | Feb 8, 2019 |
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6 moves match.