DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northcoast Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian C ParkNorthcoast Asset Management LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 22, 2026May 21, 2026
Michael James KrezaNorthcoast Asset Management LLC independent RIABrighton Jones LLC independent RIARIA to RIAMay 13, 2026Jun 5, 2026
Andrew RedheadNorthcoast Asset Management LLC independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankApr 13, 2026Apr 29, 2026
Peter NieporentNorthcoast Asset Management LLC independent RIACreative Planning independent RIARIA to RIAMar 17, 2026Feb 20, 2026
Jonathon Owen GruberNorthcoast Asset Management LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2026Feb 17, 2026
Christopher Michael BartoNorthcoast Asset Management LLC independent RIABlock House Investments, LLC state registeredRIA to a state-registered adviserJan 12, 2026Mar 9, 2026 (56 d)
Joseph Kenneth ThompsonNorthcoast Asset Management LLC independent RIALaunch Wealth Management state registeredRIA to a state-registered adviserOct 15, 2025Oct 10, 2025
Jacob Alexander CavaleriNorthcoast Asset Management LLC independent RIAAble Financial Group, LLC independent RIARIA to RIAJun 3, 2025Jul 25, 2025 (52 d)
Daniel Dongmin KimNorthcoast Asset Management LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 29, 2025May 28, 2025
Gustavo Oliverto De La RocaNorthcoast Asset Management LLC independent RIAHartford Funds asset managerOtherMar 13, 2025Mar 12, 2025
Richard Anthony RobertoNorthcoast Asset Management LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMar 6, 2025Feb 28, 2025
Chiraag KirpalaniNorthcoast Asset Management LLC independent RIAStratos Wealth Partners, Ltd BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2025May 22, 2025 (78 d)
Matthew Ross HecklerNorthcoast Asset Management LLC independent RIAK2 Wealth Management LLC independent RIARIA to RIADec 31, 2024Mar 18, 2024
Mitchell Philip HamerNorthcoast Asset Management LLC independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAMay 7, 2024May 6, 2024
Geoffrey Scott BrownNorthcoast Asset Management LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 7, 2023Aug 4, 2023
William Edward GrantNorthcoast Asset Management LLC independent RIA360 Financial independent RIARIA to RIAJul 10, 2023Aug 16, 2023 (37 d)
Allen Curtis BergNorthcoast Asset Management LLC independent RIAWaveland Family Office, LLC no RAUMRIA to a newly registered adviserFeb 22, 2023Mar 16, 2023
Dana Rae DelanceNorthcoast Asset Management LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 21, 2021Aug 2, 2021
Christopher Douglas TaylorNorthcoast Asset Management LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2020Jun 29, 2021 (330 d)
Melissa Mabley MartinNorthcoast Asset Management LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAOct 14, 2019Dec 13, 2019 (60 d)
Susan Margaret HerrickNorthcoast Asset Management LLC otherAmeriprise Financial Services, LLC national BDOtherOct 24, 2017Sep 9, 2020 (1051 d)
Michael J OharaNorthcoast Asset Management LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 7, 2017Jul 18, 2017 (133 d)
James Patrick PhillipsNorthcoast Asset Management LLC otherGuggenheim Investments otherOtherJun 27, 2016Jul 15, 2016
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23 moves match.