DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lexaurum Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryce William Littler | Lexaurum Advisors independent RIA | Van Diest Capital independent RIA | RIA to RIA | Nov 11, 2025 | Nov 18, 2025 |
| Matthew J Herink | Lexaurum Advisors independent RIA | Security Capital Management independent RIA | RIA to RIA | Nov 26, 2024 | Dec 3, 2024 |
| Victoria Anne Davis | Lexaurum Advisors independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2024 | Apr 19, 2024 (71 d) |
| Ronald Bernard Adrian | Lexaurum Advisors independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2024 | Jan 2, 2024 |
| Nixon D James | Lexaurum Advisors independent RIA | Shepherd Advisor state registered | RIA to a state-registered adviser | Jan 3, 2024 | Aug 26, 2025 (601 d) |
| Lewis Wade Partridge | Lexaurum Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2023 | Jan 5, 2026 (882 d) |
| Steven Wayne Ellis | Lexaurum Advisors independent RIA | Sageoak Financial, LLC independent RIA | RIA to RIA | Oct 14, 2021 | Oct 4, 2021 |
| Brent Hoskins | Lexaurum Advisors independent RIA | Focal Point Financial Group state registered | RIA to a state-registered adviser | Sep 30, 2019 | Sep 27, 2019 |
| Christopher Edward Maglich | Lexaurum Advisors independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2019 | Jun 26, 2019 (64 d) |
| Richard Albert Gagne | Lexaurum Advisors other | Raymond James Financial Services Advisors, Inc other | Other | Apr 27, 2017 | May 9, 2017 |
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10 moves match.