DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Colonial River Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Durant Adams | Colonial River Wealth Management LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2023 | Aug 7, 2023 (31 d) |
| Rebecca Adams Hollis | Colonial River Wealth Management LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2023 | Jul 31, 2023 |
| Blake Points Hicks | Colonial River Wealth Management LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 15, 2023 | Apr 26, 2023 |
| Devin Anthony Palmese | Colonial River Wealth Management LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Nov 2, 2020 | Nov 2, 2020 |
| Douglas Edward Jones | Colonial River Wealth Management LLC independent RIA | Wood Creek Capital Advisors, LLC state registered | RIA to a state-registered adviser | Jul 20, 2020 | Jul 21, 2020 |
| Jayne Waida Di Vincenzo | Colonial River Wealth Management LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2020 | Jul 29, 2020 |
| Jonathan Leif Holljes | Colonial River Wealth Management LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | May 6, 2020 | May 6, 2020 |
| Nicole Tarlton Cole | Colonial River Wealth Management LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2020 | Jan 17, 2020 |
| Kevin Alexander Mautte | Colonial River Wealth Management LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Dec 18, 2019 | Dec 18, 2019 |
| Michael Edward Shelton | Colonial River Wealth Management LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2019 | Dec 4, 2019 |
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10 moves match.