DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bordeaux Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jave Darrick Ragan | Bordeaux Wealth Advisors independent RIA | Composition Wealth, LLC independent RIA | RIA to RIA | Apr 8, 2025 | Apr 23, 2025 |
| Phaby Utomo | Bordeaux Wealth Advisors independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 25, 2024 | Dec 20, 2024 |
| Sean Van Der Wal | Bordeaux Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2024 | Sep 11, 2024 |
| Lane Patrick Hustead | Bordeaux Wealth Advisors independent RIA | Corient independent RIA | RIA to RIA | May 3, 2024 | Jul 16, 2024 (74 d) |
| Brian Russell Vowinkel | Bordeaux Wealth Advisors independent RIA | Berntson Porter Wealth Management, LLC state registered | RIA to a state-registered adviser | Apr 9, 2024 | Jun 25, 2024 (77 d) |
| David Matthew Hobbs | Bordeaux Wealth Advisors independent RIA | Corient independent RIA | RIA to RIA | Mar 4, 2024 | Mar 25, 2024 |
| Darren Bado | Bordeaux Wealth Advisors independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 12, 2024 | Jan 18, 2024 |
| Erin Niehaus | Bordeaux Wealth Advisors independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 1, 2021 | Dec 2, 2021 (154 d) |
| Timothy Winfield Harvey | Bordeaux Wealth Advisors independent RIA | Hc Financial Advisors Inc independent RIA | RIA to RIA | May 24, 2021 | Jun 9, 2021 |
| Christopher Cameron Leary | Bordeaux Wealth Advisors independent RIA | Argos Wealth Advisors LLC independent RIA | RIA to RIA | May 20, 2019 | Oct 3, 2025 (2328 d) |
| Andrew John Ish | Bordeaux Wealth Advisors other | Lnw other | Other | Sep 22, 2017 | Nov 29, 2017 (68 d) |
Page 1 of 1
11 moves match.