DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Spotlight Asset Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Chien TsowSpotlight Asset Group independent RIAPandora Wealth, Inc. independent RIARIA to RIANov 22, 2024Jul 17, 2024
Stephen Albert GrecoSpotlight Asset Group independent RIAPandora Wealth, Inc. independent RIARIA to RIANov 22, 2024Jul 17, 2024
Sergio De La TorreSpotlight Asset Group independent RIAPandora Wealth, Inc. independent RIARIA to RIANov 22, 2024Nov 21, 2024
Brian Glenn BlackwellSpotlight Asset Group independent RIALido independent RIARIA to RIAJan 13, 2023Jan 25, 2023
Sean Thomas LambSpotlight Asset Group independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIANov 18, 2021Feb 20, 2026 (1555 d)
Brendan Gilmartin MoodySpotlight Asset Group independent RIAWatershed Private Wealth no RAUMRIA to a newly registered adviserSep 20, 2021Sep 16, 2021
Gregory Michael SchulerSpotlight Asset Group independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 17, 2021Aug 16, 2021
Lance Eric PetersSpotlight Asset Group independent RIANautical Star Financial Group LLC state registeredRIA to a state-registered adviserAug 12, 2021Nov 19, 2021 (99 d)
Brad Paul TatarSpotlight Asset Group independent RIAGreenup Street Wealth Management LLC independent RIARIA to RIAAug 9, 2021Aug 10, 2021
Aaron Gideon KirschSpotlight Asset Group independent RIAGreenup Street Wealth Management LLC independent RIARIA to RIAApr 15, 2021May 13, 2021
Daniel J GreulichSpotlight Asset Group independent RIAGreenup Street Wealth Management LLC independent RIARIA to RIADec 31, 2020Nov 25, 2020
Michael Edward MitchellSpotlight Asset Group independent RIAGreenup Street Wealth Management LLC independent RIARIA to RIASep 11, 2020Nov 19, 2021 (434 d)
Kristin SweisSpotlight Asset Group independent RIAParadigm Money Management, LLC state registeredRIA to a state-registered adviserDec 18, 2019May 19, 2020 (153 d)
Anthony Michael SchmittSpotlight Asset Group independent RIARegal Advisory Services, Inc. independent RIARIA to RIAAug 2, 2019Nov 6, 2019 (96 d)
Jimmy DiepSpotlight Asset Group independent RIASecure Investment Management, LLC independent RIARIA to RIAJul 17, 2019May 23, 2025 (2137 d)
Benjamin Chase ChandlerSpotlight Asset Group independent RIACanterbury Tollgate state registeredRIA to a state-registered adviserJun 21, 2018Apr 12, 2019 (295 d)
John Vernon HinelySpotlight Asset Group independent RIACanterbury Tollgate state registeredRIA to a state-registered adviserJun 21, 2018Apr 18, 2019 (301 d)
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17 moves match.