DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cascadia Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kip Allen Mechals | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Mar 16, 2022 (47 d) |
| Eric Krausz Adler | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 26, 2022 |
| Douglas Kay Perry | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 3, 2022 |
| Gregory Scott Bowen | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 3, 2022 |
| William Henry Leder | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 3, 2022 |
| Paul Raymond Erenfeld | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 3, 2022 |
| Robert Patrick Biancardi | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 3, 2022 |
| Michael Robinson Mackelvie | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 3, 2022 |
| Otoniel Francisco Maxwell | Cascadia Advisory Services, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 6, 2022 |
| Steven Raymond Dutton | Cascadia Advisory Services, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2022 | Mar 21, 2024 (804 d) |
| Eric Scott Evans | Cascadia Advisory Services, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2022 | Mar 21, 2024 (804 d) |
| Jeremiah Anthony Beam | Cascadia Advisory Services, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2022 | Jan 7, 2021 |
| Sandra Lee Hay Magdaleno | Cascadia Advisory Services, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jan 4, 2022 | Jan 11, 2022 |
| James Richard Crocker | Cascadia Advisory Services, LLC independent RIA | Apeiron independent RIA | RIA to RIA | Dec 16, 2021 | Oct 30, 2025 (1414 d) |
| Timothy Robert Knapp | Cascadia Advisory Services, LLC independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | Dec 13, 2021 | Dec 10, 2021 |
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15 moves match.