DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark William Goldberg	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gateway Wealth Partners, LLC independent RIA	Other	Dec 5, 2017	Sep 29, 2023 (2124 d)
Timothy Leigh Waite	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Bush Levin Tecosky Zinman Financial Services LLC. unclassified	Other	Dec 5, 2017	Mar 21, 2003
Thomas Christopher Walden	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Dec 5, 2017	Jan 13, 2016
John A Carbone	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Private Advisor Group, LLC BD affiliated	Other	Dec 5, 2017	Jun 3, 2021 (1276 d)
Robert William Fink	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Comprehensive Advisors, LLC state registered	Other	Dec 5, 2017	Oct 2, 2017
Christopher James Lubbers	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Osaic Wealth, Inc. other	Other	Dec 5, 2017	Oct 16, 2017
Luke Bartow Dickson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Future Planning Systems, Inc. unclassified	Other	Dec 5, 2017	Dec 1, 2010
Thomas J Elkins	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Dec 5, 2017	Jul 5, 2016
Gina Marie Varra	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Varra Financial no RAUM	Other	Dec 5, 2017	Dec 22, 2022 (1843 d)
Andrew Ribelin Grider	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Leelyn Smith, LLC independent RIA	Other	Dec 5, 2017	Jul 18, 2017
Eugene George Bowan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Dec 1, 2017	May 16, 2017
James Edward Boyd	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Stratos Wealth Partners, Ltd BD affiliated	Other	Dec 1, 2017	Dec 20, 2022 (1845 d)
David Houghton Wood	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advisors' Pride Inc. independent RIA	Other	Dec 1, 2017	Mar 11, 2022 (1561 d)
Jerome Carl Williams	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Lexco Wealth Management, Inc. unclassified	Other	Dec 1, 2017	Jan 25, 2018 (55 d)
Joseph Anthony Pena	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
John Edgar Brooks	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Jeffrey Allan Huff	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Stanley Nick Tzikas	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Stephen Paul August	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
David Paul Bax	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Martin Wolf Rosenzveig	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
David Frank Nielsen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Lenore Joan Rostoni	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Elizabeth Grace Norman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Dennis Frank Rose	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Richard Gaber Isaacs	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Neal Alfred Waner	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Todd Hutson Smith	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Mickey Lee Henderson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
John Blanos	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Steven Donald Lorenz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Brian Lee Mikkelson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Lanny Rex Stout	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Thomas Francis Bennett	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Andrea Joyce Spatz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Lewis M. Wallensky Associates state registered	Other	Nov 29, 2017	Jan 5, 2017
Siamak Ghajar Dowlatshahi	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gateway Wealth Partners, LLC independent RIA	Other	Nov 29, 2017	Sep 18, 2025 (2850 d)
Timothy Daniel Hill	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Krueger Financial state registered	Other	Nov 29, 2017	Jul 26, 2012
Jeffrey James Wren	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Jeffrey Kenneth Stark	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Kristine Kay Keegan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Planners Network, Inc. other	Other	Nov 29, 2017	Mar 26, 2014
Carolyn Nawrocki Oberfeld	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Ronald C Denova	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Kenneth John Mcmanus	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
John Louie Morrison	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Michael William Haley	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Kelly Ann Kruzick	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	Jul 12, 2017
Steven Mark Kenski	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Joseph Tim Tobin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Gerald Douglas Watson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Frank Edward Ell	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Neal Brian Wilson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Stuart George Larsen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
David John Vanderzwaag	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
John Andrew Kinney	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Warner Wealth no RAUM	Other	Nov 29, 2017	Apr 11, 2025 (2690 d)
Jeffrey Scott Haskell	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Wealth Consulting Group independent RIA	Other	Nov 29, 2017	Jul 16, 2018 (229 d)
Michael Ralph Santino	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Thomas Joseph Alley	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Richard Paul Sturm	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Newedge Advisors BD affiliated	Other	Nov 29, 2017	May 24, 2022 (1637 d)
Frank Baggio	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Michael Gene Satterwhite	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017

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1,293 moves match.