DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Apo Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katie Lynn Prosser | Apo Financial Services, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2026 | Mar 18, 2026 |
| Tammy B Paxton | Apo Financial Services, LLC independent RIA | Gramercy Park Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Dec 31, 2025 | Jan 29, 2025 |
| Leah Trietiak | Apo Financial Services, LLC independent RIA | Singer Wealth Advisors LLC independent RIA | RIA to RIA | Jul 9, 2024 | Jul 20, 2024 |
| Eric Paul Butler | Apo Financial Services, LLC independent RIA | Digital Ascension Group - Wealth no RAUM | RIA to a newly registered adviser | Nov 7, 2023 | Nov 14, 2023 |
| Brian Erle Gray | Apo Financial Services, LLC independent RIA | Graylark Financial, LLC no RAUM | RIA to a newly registered adviser | May 4, 2023 | Jun 5, 2023 (32 d) |
| Raymond John Stein | Apo Financial Services, LLC independent RIA | New Light Financial state registered | RIA to a state-registered adviser | Apr 12, 2023 | Jun 23, 2023 (72 d) |
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6 moves match.