DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Turning Point Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy VeresTurning Point Financial independent RIAFlower City Capital LLC independent RIARIA to RIAFeb 5, 2026Jan 30, 2026
Brian Stuart JollesTurning Point Financial independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2025Oct 31, 2025
Rickey Jay PostTurning Point Financial independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2025Oct 31, 2025
Cody Willer HobelmannTurning Point Financial independent RIAEversource Wealth Advisors, LLC independent RIARIA to RIAMay 16, 2025May 16, 2025
Jason Michael TopperTurning Point Financial independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2025Jan 17, 2025
Alexandra Rose Addington StickelmanTurning Point Financial independent RIARossby Financial, LLC independent RIARIA to RIAApr 11, 2024Aug 26, 2024 (137 d)
Michelle Marie AquinoTurning Point Financial independent RIASchwab Wealth Advisory, Inc. no RAUMOtherFeb 29, 2024Mar 26, 2024
Grace Elizabeth MeadTurning Point Financial independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2023Sep 2, 2025 (825 d)
Constance Nathelma Craig-MasonTurning Point Financial independent RIAMoney Concepts Advisory Service BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2021Sep 8, 2022 (311 d)
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9 moves match.