DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Aegis Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Lee BowmanAegis Financial independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 9, 2026Jan 2, 2026
Wendy Michelle HansenAegis Financial independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 9, 2026Jul 1, 2026 (142 d)
Michael Allen VilleneuveAegis Financial independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 9, 2026Jan 2, 2026
Brian James RogersAegis Financial independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 9, 2026Jan 2, 2026
Samuel Scott ChristieAegis Financial independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 9, 2026Jan 2, 2026
Alyssa Maria DoroAegis Financial independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 9, 2026Jan 2, 2026
Michael Patrick DonnanAegis Financial independent RIAMcglone Suttner Wealth Management, Inc. independent RIARIA to RIADec 2, 2025Dec 23, 2025
Kenji Kyo CallahanAegis Financial independent RIACreative Planning independent RIARIA to RIAMay 6, 2024May 17, 2024
Amanda Marie RossAegis Financial independent RIAAmeritas Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 16, 2022Dec 20, 2022 (34 d)
Matthew Charles SuttnerAegis Financial independent RIAMcglone Suttner Wealth Management, Inc. independent RIARIA to RIAJan 25, 2022Feb 15, 2022
Mark Michael OswaldAegis Financial independent RIABalefire, LLC independent RIARIA to RIANov 16, 2021Jan 12, 2024 (787 d)
Kevin Craig WilsonAegis Financial independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2021Mar 3, 2021 (41 d)
Brent Joseph RobinsonAegis Financial no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherNov 11, 2019Sep 18, 2019
Page 1 of 1
13 moves match.