DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pallas Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Mccarthy | Pallas Capital Advisors, LLC independent RIA | New Edge Wealth BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 6, 2026 |
| Damien Thomas Depeter | Pallas Capital Advisors, LLC independent RIA | New Edge Wealth BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 6, 2026 |
| Kristen Lee Nunes | Pallas Capital Advisors, LLC independent RIA | New Edge Wealth BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 6, 2026 |
| Christopher Bradley Ayer | Pallas Capital Advisors, LLC independent RIA | New Edge Wealth BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2024 | Nov 26, 2024 |
| Mark Allan Bogar | Pallas Capital Advisors, LLC independent RIA | Elyxium Wealth LLC independent RIA | RIA to RIA | Jun 10, 2024 | Apr 4, 2025 (298 d) |
| Robert J Dipadua | Pallas Capital Advisors, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | May 31, 2023 | Aug 23, 2023 (84 d) |
| John Peter Routhier | Pallas Capital Advisors, LLC independent RIA | Connectus Wealth independent RIA | RIA to RIA | Oct 18, 2022 | Sep 27, 2023 (344 d) |
| Mary Frances Mulcahy | Pallas Capital Advisors, LLC independent RIA | Blackrock Investment Management, LLC other | Other | May 13, 2022 | Aug 3, 2022 (82 d) |
| Carolann Doherty Brown | Pallas Capital Advisors, LLC independent RIA | Fox Hill Wealth Management independent RIA | RIA to RIA | Jan 4, 2022 | Jan 1, 2026 (1458 d) |
| John Bay | Pallas Capital Advisors, LLC no RAUM | Newedge Advisors BD affiliated | Other | Feb 22, 2021 | May 7, 2021 (74 d) |
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10 moves match.