DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hb Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen AmasonHb Wealth independent RIAForthright Wealth Management, LLC independent RIARIA to RIAJul 8, 2026Jul 28, 2026
James Stephen JacksonHb Wealth independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2026Jul 24, 2026 (53 d)
Solomon Austin CohenHb Wealth independent RIARegent Peak Wealth Advisors, LLC independent RIARIA to RIAMay 26, 2026May 29, 2026
George Franklin JohnsonHb Wealth independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 26, 2026Jun 3, 2026
David Austin GasperHb Wealth independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 22, 2026Jun 24, 2026 (33 d)
Wilson Timothy ReeceHb Wealth independent RIABrighton Jones LLC independent RIARIA to RIAApr 2, 2026Apr 20, 2026
Isaac BradleyHb Wealth independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 16, 2025Nov 14, 2025
Emilio Lincoln EgeaHb Wealth independent RIACircle Wealth Management, LLC independent RIARIA to RIASep 4, 2025May 8, 2026 (246 d)
Harrison Mark WigerHb Wealth independent RIACreative Planning independent RIARIA to RIAJul 7, 2025Jul 22, 2025
Joshua VaughanHb Wealth independent RIAMission Wealth Management, LP independent RIARIA to RIAMay 29, 2025May 1, 2025
Lauren V BurtheyHb Wealth independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 14, 2025Jun 6, 2025 (112 d)
Thomas James HouleHb Wealth independent RIA34 Financial, LLC independent RIARIA to RIAJan 10, 2025Feb 24, 2025 (45 d)
Andrew Wright PrattHb Wealth independent RIAWiser Wealth Management, Inc independent RIARIA to RIAMar 26, 2024Sep 11, 2023
Kyle KvalheimHb Wealth independent RIAKv Financial Advice LLC state registeredRIA to a state-registered adviserJan 5, 2024Jun 25, 2024 (172 d)
Russell Eugene WoodHb Wealth independent RIAWood Family Wealth Advisory, LLC unclassifiedOtherMar 31, 2023Jul 3, 2023 (94 d)
Michael S JacobsHb Wealth independent RIACreative Planning independent RIARIA to RIAMay 13, 2022Jul 6, 2022 (54 d)
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16 moves match.