DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Transce3nd LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Doak Cheatham | Transce3nd LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2026 | Aug 19, 2026 (36 d) |
| Lacey Thompson-Krul | Transce3nd LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jun 1, 2026 | Jun 23, 2026 |
| Raymond Cripps De Witt | Transce3nd LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2026 | Feb 27, 2026 |
| Ryan J Munoz | Transce3nd LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2026 | Feb 6, 2026 (32 d) |
| Lee Anthony Schwartz | Transce3nd LLC independent RIA | Familywealth mixed wealth | RIA to RIA | Dec 10, 2025 | Jan 13, 2026 (34 d) |
| Justin Duane Mundt | Transce3nd LLC independent RIA | Gibbs Wealth Management, LLC independent RIA | RIA to RIA | Jul 29, 2025 | Jul 2, 2025 |
| Andrew John Dinkelmeyer | Transce3nd LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Apr 9, 2025 |
| Larry Kenneth Lyons | Transce3nd LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Aug 2, 2022 |
| John Edward Moriarty | Transce3nd LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2022 | Jul 29, 2022 |
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9 moves match.