DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sunbelt Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Cabot Potter HagginSunbelt Securities BD affiliatedAtlanta Consulting Group Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 4, 2026May 5, 2026
Cheryl Denise BrownSunbelt Securities BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2025Jan 21, 2025
Jared Lynn HuntSunbelt Securities BD affiliatedSendero Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2024Apr 25, 2024
Patrick Stephenson JolliffeSunbelt Securities BD affiliatedMartino Capital, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2023Oct 8, 2024 (282 d)
Kyle Michael KochSunbelt Securities BD affiliatedStarship Securities LLC no RAUMOtherDec 1, 2021May 28, 2021
Raya Prabhakar KulkarniSunbelt Securities BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2021Aug 31, 2023 (729 d)
Robert Philip SchlangenSunbelt Securities independent RIAPark Walk Investments LLC state registeredRIA to a state-registered adviserJan 10, 2019Jan 8, 2021 (729 d)
Lisa Lee GesinSunbelt Securities otherWorth Financial Group Inc. independent RIAOtherSep 7, 2016Mar 4, 2010
Frank Kai WangSunbelt Securities otherNext Financial Group, Inc. otherOtherJun 1, 2016Jun 2, 2016
Chandis D FergusonSunbelt Securities otherInternational Assets Investment Management, LLC otherOtherFeb 16, 2016Mar 8, 2016
Frank Joseph MarroneSunbelt Securities otherConcert Wealth Management otherOtherJan 9, 2015Jan 9, 2015
Drew Martin HarrisSunbelt Securities otherBraymen, Lambert And Noel Securities, Ltd. unclassifiedOtherAug 1, 2013Aug 2, 2013
Dwayne Mark TidwellSunbelt Securities otherBison Investment Advisors, LLC independent RIAOtherJan 31, 2013Feb 6, 2013
Kelsey D PattersonSunbelt Securities otherMorgan Stanley wirehouseOtherJan 23, 2013Mar 21, 2013 (57 d)
Kerry Mark RigdonSunbelt Securities otherMcpherson & Mayberry Personal Wealth Management unclassifiedOtherOct 8, 2012Oct 17, 2012
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15 moves match.