DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.J.B. Hilliard, W.L. Lyons, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robin P. Seale	J.J.B. Hilliard, W.L. Lyons, LLC other	Banc One Securities Corporation unclassified	Other	Oct 22, 2004	Oct 20, 2004
Robert Lee Pollard	J.J.B. Hilliard, W.L. Lyons, LLC other	Banc One Securities Corporation unclassified	Other	Oct 22, 2004	Oct 20, 2004
Joel Robert Burns	J.J.B. Hilliard, W.L. Lyons, LLC other	Banc Of America Investment Services, Inc. unclassified	Other	Oct 7, 2004	Sep 17, 2004
Landon Clyde Brake	J.J.B. Hilliard, W.L. Lyons, LLC other	Ameriprise Financial Services, LLC national BD	Other	Oct 7, 2004	Mar 25, 2013 (3091 d)
Cynthia Elaine Harless	J.J.B. Hilliard, W.L. Lyons, LLC other	Morgan Keegan & Company, LLC other	Other	Jun 15, 2004	Jul 22, 2004 (37 d)
Keith Todd Jennings	J.J.B. Hilliard, W.L. Lyons, LLC other	Keystone Financial Group, LLC other	Other	Apr 1, 2004	Aug 30, 2016 (4534 d)
Lisa Joyce Delisio	J.J.B. Hilliard, W.L. Lyons, LLC other	Pnc Wealth Management other	Other	Dec 31, 2003	Jan 2, 2004
Julie Ann Mochan	J.J.B. Hilliard, W.L. Lyons, LLC other	Pnc Wealth Management other	Other	Nov 17, 2003	Aug 23, 2004 (280 d)
Daniel Drabkin	J.J.B. Hilliard, W.L. Lyons, LLC other	Quick & Reilly, Inc. unclassified	Other	Nov 17, 2003	Jan 22, 2004 (66 d)
James Edward Bradford	J.J.B. Hilliard, W.L. Lyons, LLC other	Charles Schwab & Co., Inc. national BD	Other	Nov 5, 2003	Dec 19, 2003 (44 d)
Timothy Jude Feeney	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Oct 15, 2003	Sep 15, 2003
David Courtney Graham	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Oct 14, 2003	Oct 14, 2003
Shelley L. Scalise	J.J.B. Hilliard, W.L. Lyons, LLC other	LPL Financial LLC other	Other	Sep 22, 2003	Dec 8, 2010 (2634 d)
Timothy Carter Harper	J.J.B. Hilliard, W.L. Lyons, LLC other	Ameriprise Advisor Services, Inc. unclassified	Other	Sep 10, 2003	Sep 11, 2003
William Roger Washburn	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Sep 4, 2003	Jan 7, 2014 (3778 d)
Valerie Ann Lyle	J.J.B. Hilliard, W.L. Lyons, LLC other	Ryan Beck & Co. unclassified	Other	Jul 17, 2003	Jul 16, 2003
Patricia Mary John	J.J.B. Hilliard, W.L. Lyons, LLC other	Hefren-Tillotson, Inc. other	Other	Mar 31, 2003	Mar 16, 2010 (2542 d)

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257 moves match.