DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Colliers Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Alan SeemanColliers Securities LLC independent RIABenjamin F. Edwards & Company, Incorporated BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2024Jul 10, 2024
Nathan T LongtinColliers Securities LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankSep 12, 2023Oct 12, 2023
Susan Michelle BenedictColliers Securities LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2022Oct 21, 2022
Peter Christopher KingColliers Securities LLC independent RIAThe Oak Ridge Financial Services Group, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2022Jul 29, 2022
Robert Lee SchnellColliers Securities LLC independent RIANorthland Asset Management independent RIARIA to RIAApr 26, 2022Apr 27, 2022
Todd Peter ObrienColliers Securities LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 9, 2021Jan 4, 2022
Benjamin SchleicherColliers Securities LLC independent RIATucker Asset Management LLC independent RIARIA to RIASep 3, 2021Nov 30, 2021 (88 d)
Ashley Rose McnealColliers Securities LLC independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJul 19, 2021Nov 5, 2021 (109 d)
Chad Quentin QuammeColliers Securities LLC otherWells Fargo Advisors wirehouseOtherJun 6, 2017May 16, 2017
Neil A. D. Bonneson BruceColliers Securities LLC otherCuna Brokerage Services, Inc. mixed wealthOtherFeb 15, 2017Apr 3, 2018 (412 d)
Kyle Francis JavesColliers Securities LLC otherB. C. Ziegler And Company otherOtherFeb 8, 2017Feb 14, 2017
Thomas Jones WilderColliers Securities LLC otherInvestment Centers Of America, Inc. otherOtherJan 23, 2017Jan 20, 2017
William Brian AveryColliers Securities LLC otherWells Fargo Advisors wirehouseOtherMay 13, 2016Apr 29, 2016
William Curtis OgdahlColliers Securities LLC otherAvantax Advisory Services otherOtherDec 21, 2015Dec 23, 2015
Andrew Jacob LangeColliers Securities LLC otherUBS Financial Services Inc. wirehouseOtherSep 28, 2015Oct 14, 2015
Harry John CampbellColliers Securities LLC otherLayline Asset Management Inc state registeredOtherJun 6, 2014Aug 27, 2014 (82 d)
Nathan Michael HewesColliers Securities LLC otherUBS Financial Services Inc. wirehouseOtherMar 31, 2014Apr 7, 2014
Seth A JacksonColliers Securities LLC otherSecurian Financial Services, Inc. otherOtherDec 31, 2013Feb 20, 2015 (416 d)
Anthony Francis RickerColliers Securities LLC otherRBC Capital Markets, LLC national BDOtherMay 14, 2009Nov 19, 2013 (1650 d)
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19 moves match.