DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carter Mccook SmithCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 2, 2016Feb 5, 2016
Giuliano InfantozziCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 2, 2016Feb 10, 2016
Ana L AvinaCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 2, 2016Feb 15, 2016
Cristina PalenzuelaCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 2, 2016Feb 15, 2016
James Luce PelletierCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMar 2, 2016Jan 7, 2016
Alejandro Julio MalespinCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 29, 2016Feb 1, 2016
Sandra M GutierrezCredit Suisse Securities (USA) LLC otherCitigroup Global Markets Inc. otherOtherFeb 29, 2016Feb 17, 2016
Alan Frederic MyersCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 26, 2016Feb 18, 2016
Victor M. PalafoxCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 26, 2016Feb 1, 2016
Neal David CarlsonCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 26, 2016Feb 1, 2016
Peter MccarthyCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 25, 2016Feb 17, 2016
Cynthia FaraciCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 25, 2016Feb 17, 2016
Beth Elliot ScanlanCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 24, 2016Jan 28, 2016
William J. BuhrCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 24, 2016Jan 28, 2016
Robert ScarpaCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 24, 2016Jan 29, 2016
David Ray BarnesCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 23, 2016Jan 26, 2016
Patricia Marianne BebberCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 18, 2016Jan 25, 2016
Franklin Carlyle TillerCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 18, 2016Jan 22, 2016
Shawn James EzzoCredit Suisse Securities (USA) LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 18, 2016Jan 21, 2016
Arlene Teresa Mendez-NouelCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 18, 2016Jan 21, 2016
Matthew Joseph PickettCredit Suisse Securities (USA) LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 17, 2016Jan 21, 2016
David Antoine AtallahCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 17, 2016Mar 31, 2016 (43 d)
Donald Hite KinseyCredit Suisse Securities (USA) LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 17, 2016Jan 21, 2016
Gary Stephen GounarisCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 17, 2016Jan 21, 2016
Joseph Richard GodwinCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 17, 2016Jan 21, 2016
Michael Anthony CassaCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 17, 2016Sep 28, 2016 (224 d)
Katie L HemmertCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 17, 2016Jan 21, 2016
Travis Penhollow MossCredit Suisse Securities (USA) LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 17, 2016Jan 21, 2016
Charles David KurtzmanCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 15, 2016
Daniel Philip MaduraCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 14, 2016
Charles John KraftCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 15, 2016
Anthony Louis CelentanoCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 15, 2016
Jamie Michelle StapfCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 20, 2016
Christopher Hunter AtleeCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 15, 2016
Lyle Vincent MonteserratoCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 10, 2016Jan 28, 2016
Jeffery CarsonCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 10, 2016Jan 20, 2016
William Lowry LaneCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 15, 2016
Adam Paul RogersCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 10, 2016Jan 14, 2016
Samuel Nathan TenenbaumCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 10, 2016Jan 19, 2016
Michael Clark BishopCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 10, 2016Jan 14, 2016
Alyssa Leigh ReillyCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 10, 2016Jan 14, 2016
Mona Romanello WilsonCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 9, 2016Jan 25, 2016
Adam Daniel GelcichCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 9, 2016Jan 14, 2016
Keith Alan JoffeCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 9, 2016Jan 12, 2016
Douglas G. SonnensheinCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 9, 2016Jan 11, 2016
Annemarie Von Der GoltzCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 9, 2016Jan 11, 2016
Richard Joseph KirschCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 2, 2016Jan 8, 2016
Alexander Benson NalleCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 2, 2016Jan 7, 2016
Robert Andrew HonCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 2, 2016Jan 7, 2016
Saundra Jane Gibson GenoniCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 2, 2016Jan 7, 2016
Douglas FiekCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 2, 2016Jan 7, 2016
Regan Veronica SchumacherCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 2, 2016Jan 7, 2016
Stephen AndresCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherFeb 2, 2016Jan 7, 2016
Kevin Thomas BurtCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 2, 2016Jan 7, 2016
Paul Anthony MilnesCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherFeb 2, 2016Jan 7, 2016
Elaine MeyersCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 1, 2016Jan 6, 2016
Craig Elliot SavageCredit Suisse Securities (USA) LLC otherWilliam Blair & Company L.L.C. otherOtherJan 29, 2016Jan 6, 2016
Andrew E ThompsonCredit Suisse Securities (USA) LLC otherWilliam Blair & Company L.L.C. otherOtherJan 29, 2016Jan 6, 2016
Cees-Jan Van HoekCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherJan 28, 2016Jan 5, 2016
Danielle LyonsCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 28, 2016Jan 6, 2016
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706 moves match.