DFX Intelligence
Advisor moves
Departures from Waddell & ReedWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,486 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Thomas Van Kleeck | Waddell & Reed other | Wamu Investments, Inc. unclassified | Other | Oct 4, 2002 | Jan 7, 2003 (95 d) |
| Michael Kenneth King | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 24, 2002 | Mar 28, 2005 (916 d) |
| Darin Philip Glanzer | Waddell & Reed other | Focus Financial other | Other | Sep 18, 2002 | Feb 25, 2005 (891 d) |
| Christopher Lyle Vance | Waddell & Reed other | Ameriprise Advisor Services, Inc. unclassified | Other | Sep 18, 2002 | Jan 3, 2008 (1933 d) |
| Nicholas Anthony Sutton | Waddell & Reed other | UBS Financial Services Inc. wirehouse | Other | Sep 18, 2002 | Oct 11, 2002 |
| Laurence Ian Koeppel | Waddell & Reed other | Gold Coast Securities, Inc. other | Other | Sep 16, 2002 | May 7, 2012 (3521 d) |
| Charles Ray Pittman | Waddell & Reed other | State Farm Investment Management Corp. asset manager | Other | Sep 5, 2002 | Dec 12, 2018 (5942 d) |
| Daniel David Samson | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Aug 29, 2002 | Dec 10, 2002 (103 d) |
| David Michael Morais | Waddell & Reed other | M&T Securities, Inc. unclassified | Other | Aug 26, 2002 | Jul 9, 2004 (683 d) |
| Walter Vincen Cumiford | Waddell & Reed other | Citicorp Investment Services unclassified | Other | Aug 23, 2002 | Dec 2, 2003 (466 d) |
| William Gale Stracener | Waddell & Reed other | Osaic Wealth, Inc. other | Other | Aug 20, 2002 | May 3, 2010 (2813 d) |
| David Long | Waddell & Reed other | Ofi Private Investments Inc other | Other | Aug 20, 2002 | Jun 11, 2004 (661 d) |
| Ryan Christopher May | Waddell & Reed other | Chase Investment Services Corp. other | Other | Aug 12, 2002 | Jun 10, 2008 (2129 d) |
| Michael George Breard | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Aug 9, 2002 | Oct 4, 2006 (1517 d) |
| Jamie Lyn Sladky | Waddell & Reed other | Raymond James Financial Services, Inc. unclassified | Other | Aug 8, 2002 | Jun 7, 2006 (1399 d) |
| Karen Lynn Padgett | Waddell & Reed other | Raymond James Financial Services, Inc. unclassified | Other | Aug 1, 2002 | Aug 16, 2002 |
| Thomas Connaughton Schmidt | Waddell & Reed other | Next Financial Group, Inc. other | Other | Jul 9, 2002 | Jul 1, 2002 |
| Daniel Robert Legault | Waddell & Reed other | Legault Financial Planning, Inc. unclassified | Other | Jun 26, 2002 | May 28, 2004 (702 d) |
| Brian Dale Trowbridge | Waddell & Reed other | Avantax Advisory Services other | Other | Jun 26, 2002 | Oct 10, 2002 (106 d) |
| Christopher Jeffrey Decilio | Waddell & Reed other | Fsc Securities Corporation other | Other | Jun 20, 2002 | Jun 7, 2002 |
| Chad Everett Smith | Waddell & Reed other | State Farm Investment Management Corp. asset manager | Other | Jun 19, 2002 | Aug 14, 2018 (5900 d) |
| Jason Jang | Waddell & Reed other | Charles Schwab & Co., Inc. national BD | Other | Jun 19, 2002 | Oct 20, 2025 (8524 d) |
| John Richard Carlson | Waddell & Reed other | Voyager Capital Management, LLC other | Other | Jun 17, 2002 | Dec 11, 2003 (542 d) |
| Tom Lee Rosenbaum | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jun 12, 2002 | Aug 19, 2002 (68 d) |
| Koy Miles Hoover | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Jun 6, 2002 | Jun 10, 2002 |
| Bruce Raymond Pedey | Waddell & Reed other | D.A. Davidson & Co. other | Other | May 30, 2002 | May 6, 2002 |
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