DFX Intelligence
Advisor moves
Arrivals at Newedge AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
560 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Kent Liles | Transamerica Financial Advisors, LLC other | Newedge Advisors other | Other | Apr 28, 2016 | Apr 21, 2016 |
| Gary Kent Drake | Wells Fargo Advisors wirehouse | Newedge Advisors other | Other | Apr 15, 2016 | Apr 14, 2016 |
| Troy Matthew Toups | Capital One Advisors, LLC no RAUM | Newedge Advisors other | Other | Nov 18, 2015 | Nov 18, 2015 |
| Steven Wade Fanguy | Capital One Advisors, LLC no RAUM | Newedge Advisors other | Other | Nov 18, 2015 | Nov 18, 2015 |
| Marty Lee Mcguire | Pruco Securities, LLC other | Newedge Advisors BD affiliated | Other | Jan 13, 2015 | Jun 24, 2025 (3815 d) |
| Gerald Thomas Goss | Wells Fargo Advisors wirehouse | Newedge Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 23, 2014 | Jun 23, 2014 |
| George Frederick Sins | Wells Fargo Advisors wirehouse | Newedge Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 23, 2014 | Jun 23, 2014 |
| Alexander Thomas Goss | Wells Fargo Advisors wirehouse | Newedge Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 23, 2014 | Jun 23, 2014 |
| Matthew Ross Duplechain | Wells Fargo Advisors wirehouse | Newedge Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 23, 2014 | Jun 23, 2014 |
| John Bay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newedge Advisors independent RIA | Wirehouse to independent RIA | Dec 12, 2012 | Jul 19, 2019 (2410 d) |
| Tristram Sanborn Millard | Fisher Investments other | Newedge Advisors other | Other | Sep 6, 2012 | Nov 7, 2016 (1523 d) |
| Casey L Butts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2012 | Apr 15, 2025 (4647 d) |
| David Benton Turnage | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newedge Advisors other | Other | Jun 29, 2012 | Nov 7, 2016 (1592 d) |
| Walter Marcel Gundlach | J.P. Morgan Securities LLC wirehouse | Newedge Advisors other | Other | May 15, 2012 | Nov 1, 2016 (1631 d) |
| Chad Daniel Dufrene | J.P. Morgan Securities LLC wirehouse | Newedge Advisors other | Other | May 15, 2012 | Nov 7, 2016 (1637 d) |
| Stephanie G Bogden | Charles Schwab & Co., Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2011 | Feb 16, 2022 (4053 d) |
| Brandon Carl Papa | Sunset Financial Services, Inc. other | Newedge Advisors other | Other | Jun 1, 2009 | Aug 15, 2016 (2632 d) |
| John William Rovetto | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newedge Advisors other | Other | Jan 10, 2006 | Oct 27, 2016 (3943 d) |
| Michael Thomas Bigley | Gateway Financial Wealth Management LP unclassified | Newedge Advisors BD affiliated | Other | Dec 31, 2004 | Nov 1, 2021 (6149 d) |
| John Rodney Pilgreen | UBS Financial Services Inc. wirehouse | Newedge Advisors other | Other | Feb 24, 2004 | Aug 15, 2016 (4556 d) |
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