DFX Intelligence
Advisor moves
Arrivals at Cwm, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
754 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Douglas Olson | Td Ameritrade, Inc. no RAUM | Cwm, LLC other | Other | Sep 14, 2017 | Nov 22, 2017 (69 d) |
| Ann Cheryl Frigon | LPL Financial LLC other | Cwm, LLC other | Other | Sep 5, 2017 | Aug 28, 2017 |
| Shannon Renee Benish | LPL Financial LLC other | Cwm, LLC other | Other | Sep 5, 2017 | Aug 28, 2017 |
| Nathaniel Jermaine Poole | Symmetry Partners other | Cwm, LLC independent RIA | Other | Aug 28, 2017 | Mar 16, 2018 (200 d) |
| Christopher Michael Conmy | Sequoia Wealth Management, LLC other | Cwm, LLC other | Other | Aug 15, 2017 | Aug 14, 2017 |
| Andrew George Palomo | Sequoia Wealth Management, LLC other | Cwm, LLC other | Other | Aug 15, 2017 | Aug 14, 2017 |
| Jessica Lynn Golson | Orion Portfolio Solutions, LLC other | Cwm, LLC other | Other | Aug 11, 2017 | Aug 24, 2017 |
| Kevin Oleszewski | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2017 | Nov 3, 2021 (1594 d) |
| Anthony Van Ore | Visionquest Wealth Management, LLC other | Cwm, LLC independent RIA | Other | Jun 1, 2017 | Apr 16, 2019 (684 d) |
| Eugene Norman Daniller | Wells Fargo Advisors wirehouse | Cwm, LLC other | Other | May 17, 2017 | May 19, 2017 |
| Ross Marinoni Lawrence | LPL Financial LLC other | Cwm, LLC other | Other | May 16, 2017 | Apr 24, 2017 |
| Shannon Elizabeth Herrell | LPL Financial LLC other | Cwm, LLC other | Other | May 12, 2017 | Apr 24, 2017 |
| Michael Shane David | LPL Financial LLC other | Cwm, LLC other | Other | Apr 27, 2017 | Apr 24, 2013 |
| Jeffrey Wayne Maynard | LPL Financial LLC other | Cwm, LLC other | Other | Apr 27, 2017 | Apr 24, 2013 |
| Jeffrey Harris | Northwest Wealth Management, LLC other | Cwm, LLC other | Other | Apr 7, 2017 | Aug 3, 2017 (118 d) |
| Scott Andrew Conroy | LPL Financial LLC other | Cwm, LLC other | Other | Mar 30, 2017 | Apr 14, 2017 |
| Tammy Jo Christensen | Stockcross Financial Services, Inc. unclassified | Cwm, LLC other | Other | Mar 21, 2017 | Feb 22, 2017 |
| Brook Emme Thompson | Waddell & Reed other | Cwm, LLC other | Other | Mar 16, 2017 | Mar 23, 2017 |
| Katie J Moss | Cetera Advisor Networks LLC other | Cwm, LLC other | Other | Feb 16, 2017 | Feb 17, 2017 |
| Gal Sherman | Esi Financial Advisors other | Cwm, LLC other | Other | Feb 13, 2017 | Feb 6, 2017 |
| James Robert Caldwell | Pnc Wealth Management other | Cwm, LLC other | Other | Jan 20, 2017 | Jan 31, 2017 |
| Scott M Danek | LPL Financial LLC other | Cwm, LLC other | Other | Jan 19, 2017 | Mar 16, 2015 |
| Brent Wayne Whiddon | LPL Financial LLC other | Cwm, LLC other | Other | Jan 19, 2017 | Jan 21, 2015 |
| Michael Jay Lerner | LPL Financial LLC other | Cwm, LLC other | Other | Jan 19, 2017 | Apr 18, 2016 |
| Carlas Bradford Allgood | Allgood Financial Advisory unclassified | Cwm, LLC other | Other | Jan 13, 2017 | Aug 16, 2016 |
| Duane M Toney | Cambridge Investment Research Advisors, Inc. other | Cwm, LLC other | Other | Dec 31, 2016 | Jan 4, 2017 |
| Robert Wayne Huntley | LPL Financial LLC other | Cwm, LLC other | Other | Dec 23, 2016 | Jul 26, 2016 |
| Jayne Marie Byrne | LPL Financial LLC other | Cwm, LLC other | Other | Dec 23, 2016 | Apr 18, 2016 |
| Douglas Scott Fluke | LPL Financial LLC other | Cwm, LLC other | Other | Dec 23, 2016 | May 11, 2016 |
| Melanie Carroll Hasty-Grant | LPL Financial LLC other | Cwm, LLC other | Other | Dec 23, 2016 | Aug 22, 2016 |
| Steven Keith Lerner | LPL Financial LLC other | Cwm, LLC other | Other | Dec 23, 2016 | Apr 18, 2016 |
| Zachary Lawrence Langan | LPL Financial LLC other | Cwm, LLC other | Other | Dec 23, 2016 | Jul 25, 2016 |
| Kelly Christine Effland | United Capital Financial Advisors other | Cwm, LLC other | Other | Dec 15, 2016 | Dec 19, 2016 |
| Gregory Alan Wambolt | Metis Wealth Management, LLC other | Cwm, LLC BD affiliated | Other | Dec 14, 2016 | Jun 9, 2025 (3099 d) |
| Brenna Jane Weems | United Capital Financial Advisors other | Cwm, LLC other | Other | Dec 12, 2016 | Feb 7, 2017 (57 d) |
| Jayne Marie Byrne | Nautica Wealth Advisors unclassified | Cwm, LLC other | Other | Dec 7, 2016 | Apr 18, 2016 |
| Michael Jay Lerner | Nautica Wealth Advisors unclassified | Cwm, LLC other | Other | Dec 7, 2016 | Apr 18, 2016 |
| Steven Keith Lerner | Nautica Wealth Advisors unclassified | Cwm, LLC other | Other | Dec 7, 2016 | Apr 18, 2016 |
| Richard Benjamin Hull | Ameriprise Financial Services, LLC national BD | Cwm, LLC other | Other | Nov 29, 2016 | Sep 28, 2017 (303 d) |
| Justin Robert Ehle | Northwestern Mutual Investment Services,LLC no RAUM | Cwm, LLC BD affiliated | Other | Sep 14, 2016 | Dec 2, 2019 (1174 d) |
| James Ley Quigley | LPL Financial LLC other | Cwm, LLC other | Other | Sep 8, 2016 | Mar 17, 2016 |
| Kent Douglas Kuhlmann | LPL Financial LLC other | Cwm, LLC other | Other | Sep 8, 2016 | Apr 1, 2016 |
| John Allan Mcewan | LPL Financial LLC other | Cwm, LLC other | Other | Sep 8, 2016 | Oct 13, 2015 |
| Richard Calvert Donahue | LPL Financial LLC other | Cwm, LLC other | Other | Sep 7, 2016 | Sep 8, 2015 |
| Kenneth Don Grant | LPL Financial LLC other | Cwm, LLC other | Other | Aug 25, 2016 | Aug 22, 2016 |
| Colin Sean Casey | LPL Financial LLC other | Cwm, LLC other | Other | Aug 15, 2016 | Sep 15, 2016 (31 d) |
| James Kampetis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2016 | Jul 18, 2022 (2169 d) |
| Jeff Richard Bornhoft | Td Ameritrade Investment Management, LLC other | Cwm, LLC other | Other | Jul 19, 2016 | Jan 19, 2017 (184 d) |
| Joy Lynne Garland | Gaam Wealth Advisors, Inc. other | Cwm, LLC other | Other | Jul 1, 2016 | Aug 20, 2014 |
| Michael Kevin Davis | Gaam Wealth Advisors, Inc. other | Cwm, LLC other | Other | Jul 1, 2016 | Aug 20, 2014 |
| Jonathan Edward Mullins | Gaam Wealth Advisors, Inc. other | Cwm, LLC other | Other | Jul 1, 2016 | Aug 20, 2014 |
| Elizabeth Hatten Hinton | Raymond James & Associates, Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2016 | Jun 12, 2023 (2552 d) |
| Joshua Paul Nelson | Western Wealth Management LLC other | Cwm, LLC other | Other | May 27, 2016 | May 26, 2016 |
| Lucas Anthony Casarez | Western Wealth Management LLC other | Cwm, LLC other | Other | May 27, 2016 | May 26, 2016 |
| Kent Douglas Kuhlmann | Strategic Wealth Advisors Group other | Cwm, LLC other | Other | Mar 31, 2016 | Apr 1, 2016 |
| Nancy Elizabeth Lewis-Heliotes | Strategic Wealth Advisors Group other | Cwm, LLC other | Other | Mar 31, 2016 | Mar 31, 2016 |
| Derek Anthony Pesta | LPL Financial LLC other | Cwm, LLC other | Other | Mar 4, 2016 | Jan 8, 2016 |
| Beth Vivian Walker | LPL Financial LLC other | Cwm, LLC BD affiliated | Other | Feb 1, 2016 | Aug 26, 2019 (1302 d) |
| Marc Scott Schliefer | U.S. Financial Advisors other | Cwm, LLC other | Other | Jan 28, 2016 | Feb 3, 2016 |
| J. Hunter Hart | U.S. Financial Advisors other | Cwm, LLC other | Other | Jan 28, 2016 | Jan 27, 2016 |