DFX Intelligence
Advisor moves
Arrivals at Rockefeller Capital ManagementWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
930 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victor Ernesto Pagano | Citigroup Global Markets Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2021 | Nov 29, 2021 |
| Krista Tuell Bowen | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 3, 2021 |
| Elizabeth Lee Wilson | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2021 | Dec 3, 2021 |
| Berkley Kelleher Bryan | The Welch Group, LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2021 | Feb 16, 2022 (76 d) |
| Christian Ordonez | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 22, 2021 |
| Cale Leonard Van Buren | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Nov 2, 2021 |
| Peter John Clarke | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 12, 2021 |
| Adam Wade Deal | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Jan 11, 2022 (57 d) |
| Neva Elyse Hagopian | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Andrew Michael Karr | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Jack Steven Mutchnik | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Jackson Keith Traxler | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Kristina Marie Charles | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 11, 2021 | Nov 23, 2021 |
| Stephen Edward White | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2021 | Oct 8, 2021 |
| Kevin Ronald Kramer | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2021 | Oct 8, 2021 |
| Ryan Matthew Holcomb | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 15, 2021 |
| Roxiane Kerns | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 15, 2021 |
| Michael Anthony Tramontano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 15, 2021 |
| Courtney Nicole Connolly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 15, 2021 |
| Robert Echavarria | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 15, 2021 |
| Margot M Dwyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Nov 3, 2021 |
| Quinton Michael Tramontano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 15, 2021 |
| Christopher Dale Jacobs | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2021 | Nov 3, 2021 |
| Stephen Arthur Randolph | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2021 | Oct 14, 2021 |
| Joshua Eli Goldberg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2021 | Oct 14, 2021 |
| Trisha Lynn Fountain | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 21, 2021 | Sep 10, 2021 |
| Blair Harrington | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 21, 2021 | Sep 10, 2021 |
| Deborah Lynn Barber | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2021 | Aug 30, 2021 |
| Thomas Marshall Unger | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2021 | Sep 10, 2021 |
| Jennifer Michi Hashimoto | Blackrock Investment Management, LLC other | Rockefeller Capital Management BD affiliated | Other | Sep 16, 2021 | Oct 18, 2021 (32 d) |
| Joseph Mark Holcomb | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2021 | Sep 3, 2021 |
| Michael Austin Frey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2021 | Sep 3, 2021 |
| Ashley Neil Moore | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Aug 30, 2021 |
| Anthony John Shilcoski | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Aug 30, 2021 |
| Alexandra Rose Humphrey | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2021 | Sep 3, 2021 |
| John Robert Montgomery | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 20, 2021 |
| Andrew A Levin | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 20, 2021 |
| Thomas Garic Moran | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 30, 2021 |
| Adrienne Padavich | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Jul 14, 2025 (1421 d) |
| Thomas John Allardice | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 16, 2021 | Aug 16, 2021 |
| Brianna Widrick Ritz | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Jun 28, 2021 |
| Robert Lincoln Panetti | Blackrock Investment Management, LLC other | Rockefeller Capital Management BD affiliated | Other | Jun 17, 2021 | Sep 8, 2021 (83 d) |
| Lance Alexander Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2021 | Jun 11, 2021 |
| Dennis Paul Bloom | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2021 | Jun 12, 2021 |
| Jeffrey Michael Campito | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | May 17, 2021 |
| Janelle M Cromwell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2021 | Jun 11, 2021 |
| Shirley Heller Quackenbush | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 11, 2021 |
| Margaret Ann Richardson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 11, 2021 |
| John Lahoud | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 12, 2021 |
| Georgina Nico | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 11, 2021 |
| Louis Porta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 11, 2021 |
| Genesis Alba | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 11, 2021 |
| Frank John Tucek | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 11, 2021 |
| Ashley Shea Bittar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 11, 2021 |
| Griffin Young Knowlton | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2021 | May 14, 2021 |
| Joseph Michael Church | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | May 28, 2021 |
| Eric Michael Verhulst | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | May 28, 2021 |
| Wyatt R Larsen | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | May 15, 2021 |
| Stephanie B Walsh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | May 28, 2021 |
| Lindsay Dreyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | May 28, 2021 |