Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

708 moves

Advisor	From	To	Type	Left	Registered
Nelson Cardenas	UBS International Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Nov 16, 2005	Nov 29, 2007 (743 d)
Nelson Octavio Vallin	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Nov 1, 2005	Dec 6, 2007 (765 d)
Ricardo Chicas	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Oct 4, 2005	Jun 14, 2006 (253 d)
Alexander Victor Zourides	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Oct 4, 2005	Nov 9, 2005 (36 d)
Alfonso Montoya	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Sep 16, 2005	Jan 25, 2006 (131 d)
Tyson Van Scofield	Morgan Stanley Dw Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Sep 14, 2005	Jan 6, 2006 (114 d)
Wayne Paul Scotto	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Sep 13, 2005	Aug 7, 2008 (1059 d)
Jason L Smith	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Sep 10, 2005	Aug 6, 2013 (2887 d)
John Brian Mccarthy	Citicorp Investment Services unclassified	Hsbc Securities (USA) Inc. other	Other	Aug 16, 2005	Jun 29, 2006 (317 d)
Craig S Weinstein	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Aug 16, 2005	Jun 8, 2006 (296 d)
Juan Martin Recio	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 16, 2005	Dec 6, 2007 (842 d)
Belinda Tsui	Td Ameritrade, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Aug 15, 2005	Oct 27, 2005 (73 d)
Charles Russell Catalanotto	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Aug 9, 2005	Jun 28, 2006 (323 d)
Steven Robert Brown	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Aug 2, 2005	Jun 7, 2006 (309 d)
Danny Man-Chung Chan	Td Ameritrade, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Jul 29, 2005	Jul 3, 2013 (2896 d)
Thomas Gerard Zippilli	Td Ameritrade, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Jul 27, 2005	Feb 4, 2009 (1288 d)
Stephen Carl Farinacci	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Jul 8, 2005	Jun 12, 2006 (339 d)
Laurel Ann Watkins	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Jun 21, 2005	Mar 15, 2007 (632 d)
Anthony Pagano	Morgan Stanley Dw Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Jun 13, 2005	Jun 12, 2006 (364 d)
Kevin Michael Mullaney	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. BD affiliated	Other	May 3, 2005	Nov 13, 2023 (6768 d)
Michael Joseph Hennessy	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Apr 20, 2005	Jun 16, 2006 (422 d)
James William Maguire	Citicorp Investment Services unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 11, 2005	Jun 6, 2006 (421 d)
Dana Matthew Jacobs	Credit Suisse Securities (USA) LLC other	Hsbc Securities (USA) Inc. other	Other	Apr 8, 2005	Dec 6, 2007 (972 d)
Alan John Vorwald	Credit Suisse Securities (USA) LLC other	Hsbc Securities (USA) Inc. other	Other	Apr 5, 2005	Dec 6, 2007 (975 d)
Hadi Hachem	Citicorp Investment Services unclassified	Hsbc Securities (USA) Inc. other	Other	Feb 3, 2005	Oct 1, 2009 (1701 d)
Alexander Leon	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jan 21, 2005	Jun 12, 2006 (507 d)
Evan Hudson Walker	MML Investors Services, LLC other	Hsbc Securities (USA) Inc. other	Other	Dec 31, 2004	Aug 1, 2011 (2404 d)
Jordan Michael Hoffman	Td Ameritrade, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Dec 13, 2004	Jun 8, 2006 (542 d)
George P Folias	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Dec 1, 2004	Jul 5, 2006 (581 d)
Rinaldo Dominik Crassa	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Oct 25, 2004	Jan 2, 2014 (3356 d)
Michael Carl Freiheit	Quick & Reilly, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 18, 2004	Jun 21, 2006 (611 d)
Frank Robert Pecorella	Quick & Reilly, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 18, 2004	Jun 9, 2006 (599 d)
Michael Pain	Ernst & Young Investment Advisers Llp no RAUM	Hsbc Securities (USA) Inc. other	Other	Oct 13, 2004	Jun 6, 2011 (2427 d)
Lysandra Danielle Maxim	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Oct 5, 2004	Jul 11, 2006 (644 d)
Eng Y Lian	Td Ameritrade, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Oct 1, 2004	Jun 8, 2006 (615 d)
Robert Mowbray Coombs	Signator Investors, Inc. other	Hsbc Securities (USA) Inc. other	Other	Sep 2, 2004	Jul 5, 2006 (671 d)
Adalberto Ricardo Maulini	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 5, 2004	Nov 7, 2005 (459 d)
Pearl Huang	Charles Schwab & Co., Inc. national BD	Hsbc Securities (USA) Inc. other	Other	May 18, 2004	May 1, 2006 (713 d)
Gino Carollo	Morgan Stanley Dw Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 14, 2004	Jun 21, 2006 (798 d)
Gary S. Schwarzman	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Mar 2, 2004	Aug 30, 2006 (911 d)
John Manalili	Citicorp Investment Services unclassified	Hsbc Securities (USA) Inc. other	Other	Jan 2, 2004	Dec 4, 2007 (1432 d)
Christine Lee Embling	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Dec 11, 2003	Mar 21, 2007 (1196 d)
Deborah Lynne Caldwell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Nov 19, 2003	Feb 6, 2013 (3367 d)
Christopher Millar	Morgan Stanley Dw Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Jul 31, 2003	Mar 29, 2011 (2798 d)
Joel Njilekiro Maeda	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	May 20, 2003	Nov 28, 2007 (1653 d)
Gonzalo Luis Villena	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Apr 9, 2003	Jul 6, 2009 (2280 d)
Fernando Xavier Rodriguez	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 16, 2003	Jan 10, 2012 (3281 d)
Robert Ernest Young	Ffp Advisory Services Inc unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 18, 2002	Feb 2, 2017 (5221 d)

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