DFX Intelligence
Advisor moves
Arrivals at Cwm, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
754 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Duane Toms | LPL Financial LLC other | Cwm, LLC other | Other | Mar 27, 2013 | Jul 30, 2012 |
| Joseph Frank Clites | Equitable Advisors, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2013 | Sep 7, 2023 (3830 d) |
| Randy W Harrison | Cetera Advisor Networks LLC other | Cwm, LLC other | Other | Feb 12, 2013 | Nov 21, 2014 (647 d) |
| Carmen Youngblood | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 11, 2013 | Sep 9, 2021 (3163 d) |
| Paul Michael West | Ipro One Management, Inc. unclassified | Cwm, LLC other | Other | Sep 27, 2012 | Sep 23, 2014 (726 d) |
| Scott Douglas Ford | Cornerstone Wealth Management Group unclassified | Cwm, LLC other | Other | Sep 10, 2012 | Jul 30, 2012 |
| John Edward Saunders | Cornerstone Wealth Management Group unclassified | Cwm, LLC other | Other | Sep 10, 2012 | Jul 30, 2012 |
| Scott Duane Toms | Cornerstone Wealth Management Group unclassified | Cwm, LLC other | Other | Sep 10, 2012 | Jul 30, 2012 |
| Paul Michael West | Method Enterprises, LLC no RAUM | Cwm, LLC other | Other | Jun 11, 2012 | Sep 23, 2014 (834 d) |
| Ryan Taylor Lange | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2012 | Nov 21, 2022 (3856 d) |
| Scott Wood | Mutual Of Omaha Investor Services, Inc. no RAUM | Cwm, LLC BD affiliated | Other | Dec 1, 2011 | Aug 1, 2022 (3896 d) |
| Brett Dale Carson | Gaineswood Investment Management, Inc. other | Cwm, LLC other | Other | Sep 9, 2011 | Sep 26, 2011 |
| Brett Dale Carson | Garp Research & Securities Company unclassified | Cwm, LLC other | Other | Sep 9, 2011 | Sep 26, 2011 |
| Jason Donald Comes | LPL Financial LLC other | Cwm, LLC other | Other | Aug 1, 2011 | Jul 1, 2011 |
| Tad Allen Singer | LPL Financial LLC other | Cwm, LLC other | Other | Aug 1, 2011 | Jul 1, 2011 |
| Steven Eugene Wilbur | LPL Financial LLC other | Cwm, LLC other | Other | Aug 1, 2011 | Jul 1, 2011 |
| Mark Robert Lookabill | LPL Financial LLC other | Cwm, LLC other | Other | Aug 1, 2011 | Jul 1, 2011 |
| Edward Joseph Meekins | LPL Financial LLC other | Cwm, LLC other | Other | Aug 1, 2011 | Jul 1, 2011 |
| Philip Joe Mcbride | LPL Financial LLC other | Cwm, LLC other | Other | Aug 1, 2011 | Jul 1, 2011 |
| Eric Scott Wishan | Financial Advocates Advisory Services no RAUM | Cwm, LLC independent RIA | Other | Jan 28, 2011 | Feb 5, 2018 (2565 d) |
| Robert Walter Ashby | Td Ameritrade Investment Management, LLC other | Cwm, LLC BD affiliated | Other | Jan 19, 2011 | Oct 8, 2025 (5376 d) |
| Robert Walter Ashby | Td Ameritrade, Inc. no RAUM | Cwm, LLC BD affiliated | Other | Jan 19, 2011 | Oct 8, 2025 (5376 d) |
| James Thomas Fetters | Morgan Stanley & Co. LLC unclassified | Cwm, LLC BD affiliated | Other | Dec 31, 2010 | Nov 3, 2025 (5421 d) |
| Shayla Marie Kriha | Securian Financial Services, Inc. other | Cwm, LLC other | Other | Aug 5, 2010 | Sep 21, 2017 (2604 d) |
| Jessica Denee Hunnicutt | Equitable Advisors, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2010 | May 4, 2022 (4370 d) |
| Christopher J Tobey | LPL Financial LLC other | Cwm, LLC BD affiliated | Other | Apr 6, 2010 | Apr 1, 2020 (3648 d) |
| Jason Peter Windham | Raymond James Financial Services Advisors, Inc other | Cwm, LLC BD affiliated | Other | Nov 3, 2009 | Mar 13, 2023 (4878 d) |
| Matthew Robert Conrad | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2009 | Jun 4, 2025 (5727 d) |
| Brady Paul Schenk | Morgan Stanley & Co. LLC unclassified | Cwm, LLC BD affiliated | Other | Jun 1, 2009 | Aug 28, 2020 (4106 d) |
| Brian Thomas Cody | Citigroup Global Markets Inc. other | Cwm, LLC other | Other | Dec 4, 2008 | Dec 7, 2015 (2559 d) |
| Louie Ross Gott | Hutchens Investment Management Inc other | Cwm, LLC BD affiliated | Other | Nov 28, 2005 | Oct 2, 2023 (6517 d) |
| Mark N Petersen | Adept Investment Management Corporation unclassified | Cwm, LLC other | Other | Apr 29, 2005 | Dec 8, 2011 (2414 d) |
| Lawrence David Sprung | Quick & Reilly, Inc. unclassified | Cwm, LLC BD affiliated | Other | Oct 18, 2004 | Oct 8, 2020 (5834 d) |
| Curtis Richard Gross | Northern Capital Management LLC other | Cwm, LLC BD affiliated | Other | Mar 7, 2003 | Jan 1, 2026 (8336 d) |
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