DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Rockefeller Capital Management

930 moves
AdvisorFromToTypeLeftRegistered
Mason Xian Wang LiuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 19, 2021Jan 15, 2021
John Marshall DuaneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 19, 2021Jan 21, 2021
Richard Harris BergmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 15, 2021Jan 21, 2021
Billie J DanicekMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 15, 2021Jan 14, 2021
Clayton David BalkoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 15, 2021Jan 14, 2021
Jonea GlaspieMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankDec 15, 2020Dec 17, 2020
Samantha Lucille ZapoleonWells Fargo Advisors wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankDec 14, 2020Dec 18, 2020
Jennifer Diane WolfAvestar Capital, LLC independent RIARockefeller Capital Management BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2020Jan 6, 2021
Angela Kolb CagwinCambridge Investment Research Advisors, Inc. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherNov 24, 2020May 2, 2022 (524 d)
Patrick Mcallister TouheyGoldman Sachs Wealth Services, L.P. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherNov 20, 2020Jan 4, 2021 (45 d)
Michelle Lynn MatanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankNov 4, 2020Feb 1, 2021 (89 d)
Daniel Jonathan MendelsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2020Oct 23, 2020
William Gene ColwynMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2020Oct 23, 2020
Michelle Anne MccabeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2020Oct 23, 2020
Erin Elizabeth KasikCharles Schwab & Co., Inc. national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2020Oct 14, 2020
Robin Kay BarryMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 12, 2020Sep 24, 2020
Angela Ann BaconUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 4, 2020
Francis Xavier AmslerUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 13, 2020
Jason Andres ZilvetiUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 4, 2020
Emily Heiss LumleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 11, 2020
Marc E. LabordeUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 8, 2020
Shawn Davin MooreMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 11, 2020
Christopher Ryan BowmanUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 4, 2020
Ryan Thomas PapezUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 4, 2020
Robert John FinkMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 9, 2020Sep 8, 2020
John Francis McmahonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 9, 2020Sep 4, 2020
Sue BadgleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2020Sep 4, 2020
Hillary Heather CollinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2020Sep 4, 2020
Donny ChuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2020Sep 4, 2020
Elizabeth Ann TremaglioWells Fargo Advisors wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 2, 2020Jun 23, 2021 (294 d)
Laura Ann RiderMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 26, 2020Aug 21, 2020
Kenneth Eugene MilanoMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 26, 2020Aug 21, 2020
Kent Ray WeaverMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 26, 2020Aug 21, 2020
Richard Lawrence SchmockMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 26, 2020Aug 21, 2020
Alexander F BarrettMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 26, 2020Aug 21, 2020
Jeffrey Ross ZapoleonWells Fargo Advisors wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2020May 5, 2021 (264 d)
David Philip EderJ.P. Morgan Securities LLC wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJul 13, 2020Jul 10, 2020
Augustin DelgadoJ.P. Morgan Securities LLC wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJul 13, 2020Jul 10, 2020
Michael E GamberStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2020Aug 19, 2021 (409 d)
Shay W ScruggsUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJul 2, 2020Jun 5, 2020
Tracy Lynn BroderickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Aug 17, 2020 (55 d)
Douglas Richard LinkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Jul 17, 2020
Noel HodgesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Aug 17, 2020 (55 d)
Ann R WangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Jun 22, 2020
Scott N BreckenridgeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Aug 17, 2020 (55 d)
John Christopher RapportMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Aug 17, 2020 (55 d)
Jamie A DurraniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Jun 22, 2020
Summer Alexandra MacallisterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2020Jun 22, 2020
Kevin Robert WrightUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 16, 2020Jun 5, 2020
Trenton Ray HollasUBS Financial Services Inc. wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 16, 2020Jun 5, 2020
Monica L LyssyRaymond James & Associates, Inc. national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2020May 22, 2020
Jacob EtlerFidelity Personal And Workplace Advisors BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2020Sep 20, 2021 (467 d)
Marcus Payne ClarkMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 8, 2020Jun 11, 2020
Joshua Ford MurrayAlliancebernstein L.P. otherRockefeller Capital Management BD affiliatedOtherJun 3, 2020Jul 10, 2020 (37 d)
Darrel Gene PrestonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2020May 29, 2020
Gerald Ward DahlanderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2020May 29, 2020
Robert Edward DentonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2020Jun 1, 2020
Andrew SwedlundMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2020Jun 1, 2020
Christopher David WolfMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2020May 29, 2020
Jasmit Kaur GillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2020May 29, 2020
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