| Ellen Ella Ross | Cetera Investment Services LLC other | Private Advisor Group, LLC BD affiliated | Other | Jan 16, 2008 | Mar 12, 2024 (5900 d) |
| John P. Galego | Osaic Fa, Inc. other | Private Advisor Group, LLC other | Other | Dec 21, 2007 | Dec 12, 2012 (1818 d) |
| Donald John Kremer | Cantella & Co., Inc. other | Private Advisor Group, LLC other | Other | Oct 22, 2007 | Feb 25, 2012 (1587 d) |
| John Lewis Bays | A. G. Edwards & Sons, Inc. unclassified | Private Advisor Group, LLC independent RIA | Other | Oct 4, 2007 | Sep 9, 2020 (4724 d) |
| John Peter Foster | A. G. Edwards & Sons, Inc. unclassified | Private Advisor Group, LLC other | Other | Oct 4, 2007 | Jun 28, 2016 (3190 d) |
| Michael Joseph Hecht | 1717 Capital Management Company unclassified | Private Advisor Group, LLC other | Other | Sep 11, 2007 | Dec 16, 2014 (2653 d) |
| James John Mcbratney | 1717 Capital Management Company unclassified | Private Advisor Group, LLC other | Other | Sep 11, 2007 | Dec 23, 2014 (2660 d) |
| John Hume Voigt | Northwestern Mutual Wealth Management Company unclassified | Private Advisor Group, LLC other | Other | Apr 30, 2007 | Dec 19, 2014 (2790 d) |
| John Solon Patterson | Northwestern Mutual Wealth Management Company unclassified | Private Advisor Group, LLC BD affiliated | Other | Apr 30, 2007 | Jun 8, 2021 (5153 d) |
| Jon Peter Betlow | Northwestern Mutual Wealth Management Company unclassified | Private Advisor Group, LLC other | Other | Apr 30, 2007 | Dec 19, 2014 (2790 d) |
| Joseph Paul Geslao | Northwestern Mutual Wealth Management Company unclassified | Private Advisor Group, LLC other | Other | Apr 30, 2007 | Mar 18, 2015 (2879 d) |
| Thomas Montulli | Ensemble Financial Services, Inc. unclassified | Private Advisor Group, LLC BD affiliated | Other | Jan 3, 2007 | Jun 13, 2021 (5275 d) |
| Robert Lohring Smee | Ameriprise Advisor Services, Inc. unclassified | Private Advisor Group, LLC BD affiliated | Other | Dec 18, 2006 | Jun 5, 2025 (6744 d) |
| James Thomas Parks | Parks Financial Management unclassified | Private Advisor Group, LLC BD affiliated | Other | Nov 30, 2006 | Sep 15, 2022 (5768 d) |
| Kenneth Michael Ford | Integra Investment Service, LLC unclassified | Private Advisor Group, LLC BD affiliated | Other | Oct 10, 2006 | May 27, 2021 (5343 d) |
| Daniel Martin Shevlin | Esi Financial Advisors other | Private Advisor Group, LLC other | Other | Aug 28, 2006 | Jan 7, 2014 (2689 d) |
| Ryan Keith Scott | Synovus Securities, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Aug 22, 2006 | Sep 16, 2022 (5869 d) |
| Bryan Clark De Cuir | Synovus Securities, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Aug 22, 2006 | Mar 13, 2025 (6778 d) |
| William Edward Ryan | Ryan Wealth Management Services unclassified | Private Advisor Group, LLC other | Other | Jul 17, 2006 | Oct 3, 2017 (4096 d) |
| Joseph Sreshta | Northwestern Mutual Wealth Management Company unclassified | Private Advisor Group, LLC independent RIA | Other | Apr 4, 2006 | Sep 16, 2020 (5279 d) |
| Timothy Patrick Flynn | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2006 | May 27, 2021 (5546 d) |
| Mark Joseph Libersher | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2006 | May 27, 2021 (5546 d) |
| Dennis Michael Wallace | Eagle Strategies LLC other | Private Advisor Group, LLC other | Other | Mar 13, 2006 | Aug 8, 2012 (2340 d) |
| Eric Matthew Freckman | Responsible Investment Group, LLC unclassified | Private Advisor Group, LLC other | Other | Dec 31, 2005 | Sep 8, 2015 (3538 d) |
| Mycha Morgan Marshall | Wealth Asset Management, Inc. unclassified | Private Advisor Group, LLC independent RIA | Other | Dec 31, 2005 | Feb 11, 2020 (5155 d) |
| Charles Philip Clark | Independent Advisers Group Corp other | Private Advisor Group, LLC other | Other | Dec 31, 2004 | Jun 30, 2014 (3468 d) |
| Thomas William Rose | Ws Griffith Securities, Inc. unclassified | Private Advisor Group, LLC other | Other | Jun 8, 2004 | Jul 7, 2015 (4046 d) |
| Jeremy Landon Stanley | Ws Griffith Securities, Inc. unclassified | Private Advisor Group, LLC other | Other | Jun 1, 2004 | May 8, 2013 (3263 d) |
| Robert Walter Scott | Ws Griffith Securities, Inc. unclassified | Private Advisor Group, LLC other | Other | May 25, 2004 | Jun 25, 2015 (4048 d) |
| Andrew A Arno | Ws Griffith Securities, Inc. unclassified | Private Advisor Group, LLC other | Other | Mar 1, 2004 | Oct 8, 2015 (4238 d) |
| Daniel Zlotnick | Nfp Advisor Services, LLC other | Private Advisor Group, LLC other | Other | Dec 18, 2003 | May 3, 2016 (4520 d) |
| Christopher Bukowczyk | Morgan Stanley Dw Inc. unclassified | Private Advisor Group, LLC other | Other | Mar 21, 2003 | Jun 12, 2015 (4466 d) |
| Bernard Paul Martin | Prudential Equity Group, LLC unclassified | Private Advisor Group, LLC other | Other | Oct 15, 2002 | Nov 16, 2016 (5146 d) |