| Joseph Stephen Hoon | Banc Of America Investment Services, Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | Jul 24, 2008 | Aug 15, 2008 |
| Paul Alan Hancock | Hancock Financial, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Jul 16, 2008 | Dec 9, 2008 (146 d) |
| Kathleen Martorano | Morgan Stanley & Co. LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Jul 8, 2008 | Aug 11, 2008 (34 d) |
| Douglas Richard Sandahl | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 7, 2008 | Jun 27, 2008 |
| Daniel Larry Law | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 7, 2008 | Jun 30, 2008 |
| Loren Larry Law | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 3, 2008 | Jun 27, 2008 |
| John Keld Madsen | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | Jun 16, 2008 | Jun 20, 2008 |
| Zachary Glenn Harris | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 13, 2008 | Jun 2, 2008 |
| Andrew Corey Fass | Morgan Stanley & Co. LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Jun 12, 2008 | Jul 3, 2008 |
| Robert William Brann | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 9, 2008 | May 27, 2008 |
| Steven William Stahlberg | Morgan Stanley & Co. LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Jun 6, 2008 | Jul 2, 2008 |
| John Marshall Draper | William Blair & Company L.L.C. other | Robert W. Baird & Co. Incorporated other | Other | May 28, 2008 | May 23, 2008 |
| Gary Lynn Noordam | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | May 12, 2008 | May 9, 2008 |
| Douglas Michael Crandall | Citigroup Global Markets Inc. other | Robert W. Baird & Co. Incorporated other | Other | May 12, 2008 | Apr 29, 2008 |
| Gerald Phillip Jarzabek | Citigroup Global Markets Inc. other | Robert W. Baird & Co. Incorporated other | Other | May 12, 2008 | Apr 29, 2008 |
| Ryan W Cox | Citigroup Global Markets Inc. other | Robert W. Baird & Co. Incorporated other | Other | May 12, 2008 | Apr 29, 2008 |
| James David Blauw | William Blair & Company L.L.C. other | Robert W. Baird & Co. Incorporated other | Other | May 2, 2008 | May 1, 2008 |
| John Jacob Wire | Wells Fargo Investments, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Apr 7, 2008 | Apr 7, 2008 |
| Patricia Michelle Vega | Wells Fargo Investments, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Apr 7, 2008 | Apr 7, 2008 |
| Douglas Miller Schmidt | William Blair & Company L.L.C. other | Robert W. Baird & Co. Incorporated other | Other | Mar 20, 2008 | Mar 14, 2008 |
| Ned James Gillette | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Mar 14, 2008 | Feb 29, 2008 |
| David Jay Goldenberg | Wells Fargo Investments, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Mar 11, 2008 | Mar 17, 2008 |
| Vanessa Rae Day | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Feb 26, 2008 | Feb 29, 2008 |
| Lana Elizabeth Hock | Hoffman And Hock, Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | Feb 20, 2008 | Dec 18, 2007 |
| Matthew Branch Anderson | Citigroup Global Markets Inc. other | Robert W. Baird & Co. Incorporated other | Other | Jan 31, 2008 | Jan 18, 2008 |
| Jennifer Carey Trowbridge | Renaissance Investment Management other | Robert W. Baird & Co. Incorporated other | Other | Jan 15, 2008 | Apr 14, 2008 (90 d) |
| Brian Matthew Kelso | A. G. Edwards & Sons, Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | Dec 14, 2007 | Feb 23, 2009 (437 d) |
| James Robert Blandford | A. G. Edwards & Sons, Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | Dec 14, 2007 | Mar 23, 2009 (465 d) |
| Alicia Brooke Lantz | Citigroup Global Markets Inc. other | Robert W. Baird & Co. Incorporated other | Other | Dec 13, 2007 | Dec 10, 2007 |
| John Michael Moriarty | A. G. Edwards & Sons, Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | Dec 4, 2007 | Dec 18, 2007 |
| Rosa Maria Ebling | William Blair & Company L.L.C. other | Robert W. Baird & Co. Incorporated other | Other | Nov 27, 2007 | Nov 23, 2007 |
| David Paul Allen | Oppenheimer Asset Management other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Nov 13, 2007 | May 19, 2019 (4205 d) |
| Jeremy C Morse | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Oct 9, 2007 | Jan 22, 2010 (836 d) |
| Ryan Keith Nelson | RBC Global Asset Management (U.S.) Inc. other | Robert W. Baird & Co. Incorporated other | Other | Oct 2, 2007 | Sep 19, 2007 |
| James Kevin Willbrand | Allianz Global Investors Managed Accounts LLC other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Aug 17, 2007 | Mar 19, 2025 (6424 d) |
| Simon Robert Hamilton | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 20, 2007 |
| Tammy L Pierce | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 20, 2007 |
| Christopher Allan Aime | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 20, 2007 |
| John Eric Wightman | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 20, 2007 |
| Chase Hinderstein | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 25, 2007 |
| Randy R Beeman | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 20, 2007 |
| Nancy Jarrett Popovich | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 25, 2007 |
| Ann Archer Summerson | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 23, 2007 |
| Gregory Solomon Smith | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 20, 2007 |
| David Gerrard Mount | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 23, 2007 |
| James David Schneider | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 25, 2007 |
| Lily Yee Poy | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 25, 2007 |
| Lamar J Watson | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 23, 2007 |
| Ryan Christopher Unthank | Ferris, Baker Watts, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 2, 2007 | Jul 23, 2007 |
| Michael Joseph Marella | A. G. Edwards & Sons, Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | Jul 23, 2007 | Jul 31, 2007 |
| Aaron M Benson | Northwestern Mutual Investment Services,LLC other | Robert W. Baird & Co. Incorporated other | Other | Jun 29, 2007 | Jul 10, 2007 |
| Jennifer Ford Deloach | Sterne Agee Asset Management, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Jun 27, 2007 | May 9, 2007 |
| Mary Evelyn Levar | Northwestern Mutual Investment Services,LLC other | Robert W. Baird & Co. Incorporated other | Other | Jun 18, 2007 | Jun 29, 2007 |
| Diane Mary Gaal | Morgan Stanley & Co. LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | May 23, 2007 | May 18, 2007 |
| Michael Aspery Dempsey | Morgan Stanley & Co. LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | May 22, 2007 | May 18, 2007 |
| Michael Owen Smith | Morgan Stanley & Co. LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | May 22, 2007 | May 18, 2007 |
| John Patterson Campbell | Chevy Chase Financial Services unclassified | Robert W. Baird & Co. Incorporated other | Other | May 16, 2007 | Jun 4, 2007 |
| Milton Sanders Park | Sterne Agee Asset Management, Inc. other | Robert W. Baird & Co. Incorporated other | Other | May 11, 2007 | May 23, 2007 |
| Matthew D Cole | Janney Montgomery Scott LLC other | Robert W. Baird & Co. Incorporated other | Other | Mar 23, 2007 | Mar 19, 2007 |
| Robert Alan Hisle | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 21, 2007 | Mar 29, 2007 |