DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cooper Mcmanus

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Matthew Kristian Todsen	Pacific West Financial Consultants Inc other	Cooper Mcmanus other	Other	Feb 13, 2012	Feb 14, 2012
Darren James Vilardo	UBS Financial Services Inc. wirehouse	Cooper Mcmanus other	Other	Feb 17, 2010	Feb 17, 2010
Patricia Margaret Kappen	Girard Securities, Inc. other	Cooper Mcmanus other	Other	Dec 4, 2009	Dec 7, 2009
Heidi Alberta Cregor	Securities America Advisors, Inc. other	Cooper Mcmanus other	Other	Nov 4, 2009	Nov 3, 2009
Linda Diane Dunbar	UBS Financial Services Inc. wirehouse	Cooper Mcmanus other	Other	Sep 2, 2009	Sep 1, 2009
Charles Fernand Farrell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Cooper Mcmanus other	Other	Jun 30, 2009	Jun 29, 2009
Jason George Werner	Wells Fargo Investments, LLC unclassified	Cooper Mcmanus other	Other	May 14, 2009	Jul 7, 2009 (54 d)
Christopher David Cox	Securities America Advisors, Inc. other	Cooper Mcmanus other	Other	Apr 2, 2009	Apr 2, 2009
David William Reasoner	Securities America Advisors, Inc. other	Cooper Mcmanus other	Other	Nov 11, 2008	Nov 5, 2008
Jason Roberts Coles	Wells Fargo Investments, LLC unclassified	Cooper Mcmanus other	Other	Jan 15, 2008	Apr 30, 2008 (106 d)
Melvyn Leroy Varrelman	Level Four Advisory Services other	Cooper Mcmanus other	Other	Nov 19, 2007	Feb 19, 2008 (92 d)
Leon Patrick Mcgroarty	Osaic Fa, Inc. other	Cooper Mcmanus other	Other	Aug 21, 2007	May 22, 2013 (2101 d)
Tonya Lanae Collier	Securities America Advisors, Inc. other	Cooper Mcmanus other	Other	Aug 30, 2005	Aug 29, 2005
Shawn Joseph Sandoval	Wells Fargo Advisors wirehouse	Cooper Mcmanus other	Other	Jan 4, 2005	Jun 6, 2005 (153 d)
Anita Marie O'Connor	Associated Planners Investment Advisory Inc unclassified	Cooper Mcmanus other	Other	Sep 2, 2004	Oct 10, 2011 (2594 d)
Andrew Thayer Purmort	Osaic Fa, Inc. other	Cooper Mcmanus other	Other	Feb 13, 2004	Mar 2, 2004
Michael Thomas Haymond	Osaic Fa, Inc. other	Cooper Mcmanus other	Other	Mar 31, 2003	Mar 20, 2003
Dean Joseph Evans	Osaic Fa, Inc. other	Cooper Mcmanus other	Other	Mar 31, 2003	Mar 20, 2003
Michael Thomas Ryan	Osaic Fa, Inc. other	Cooper Mcmanus other	Other	Mar 31, 2003	Mar 20, 2003
Robert E Budavich	Securities America Advisors, Inc. other	Cooper Mcmanus other	Other	Nov 13, 2002	Nov 8, 2002
Courtland Blake Alex	Cuso Financial Services, L.P. other	Cooper Mcmanus other	Other	Oct 14, 2002	Dec 8, 2016 (5169 d)

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81 moves match.