DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Jhs Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Edward DisanzaGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherMar 29, 2010Apr 8, 2010
Robert Glenn AlvarezGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherMar 29, 2010Oct 5, 2010 (190 d)
Edward John WellsGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherMar 29, 2010Apr 8, 2010
Eric H ZoldanGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherMar 26, 2010Sep 28, 2010 (186 d)
Jon R LeeGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherMar 23, 2010Apr 1, 2010
Robert Wyla MelberthGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherMar 23, 2010Mar 26, 2010
Thomas Francis HeinrichsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJhs Capital Advisors, LLC otherOtherFeb 16, 2010May 24, 2010 (97 d)
Maria OrtizGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherFeb 2, 2010Feb 3, 2010
Cheryl Lucyann SmithGunnallen Financial, Inc unclassifiedJhs Capital Advisors, LLC otherOtherJan 13, 2010May 20, 2010 (127 d)
Scott William NagorkaColonial Asset Management Inc unclassifiedJhs Capital Advisors, LLC otherOtherOct 30, 2009Apr 7, 2010 (159 d)
Ernest Paul CarreraColonial Asset Management Inc unclassifiedJhs Capital Advisors, LLC otherOtherOct 15, 2009Nov 30, 2009 (46 d)
Lamindy C Brandon-JosephMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJhs Capital Advisors, LLC otherOtherJul 28, 2009Aug 28, 2009 (31 d)
Scott M JacobsenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJhs Capital Advisors, LLC otherOtherJan 20, 2009Jan 26, 2011 (736 d)
Stephen John CarusoWells Fargo Advisors wirehouseJhs Capital Advisors, LLC otherOtherSep 19, 2008Sep 22, 2008
Kenneth Foster HaelsigMorgan Stanley & Co. LLC unclassifiedJhs Capital Advisors, LLC otherOtherDec 4, 2007Jun 19, 2012 (1659 d)
Jeffrey Harold SternCitigroup Global Markets Inc. otherJhs Capital Advisors, LLC otherOtherJul 13, 2006Jan 21, 2011 (1653 d)
Daniel R LeveneDeutsche Bank Securities Inc. otherJhs Capital Advisors, LLC otherOtherAug 6, 2002Aug 9, 2005 (1099 d)
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77 moves match.