DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Modera Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Leslie Ann YoungIndependence Advisors, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIAJan 4, 2021Jan 5, 2021
Patrick Dennis RunyenIndependence Advisors, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIAJan 4, 2021Jan 4, 2021
Patrick Dominic MelvinIndependence Advisors, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIAJan 4, 2021Jan 4, 2021
Stephen John HaneyIndependence Advisors, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIAJan 4, 2021Jan 4, 2021
Suzanne Reichl MalikIndependence Advisors, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIAJan 4, 2021Jan 4, 2021
Michael Joseph StarkelEdward Jones national BDModera Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2020Aug 16, 2024 (1473 d)
Aaron Mark MellmanAmeriprise Financial Services, LLC national BDModera Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2020Apr 3, 2020
Melissa J BoyerKeatley Wealth Management, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIADec 31, 2019Jan 2, 2020
Erica Jane YountKeatley Wealth Management, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIADec 31, 2019Jan 2, 2020
Thomas Edward KennedyNew England Investment & Retirement Group, Inc. independent RIAModera Wealth Management, LLC independent RIARIA to RIANov 15, 2019Nov 21, 2019
Dina MegretskaiaRockwood Wealth Management, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIAJun 20, 2019Jul 24, 2019 (34 d)
Mindy Lynn Cleaveland NeiraFidelity Personal And Workplace Advisors BD affiliatedModera Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2018Jun 22, 2026 (2835 d)
Jonie Marie ParksMatrix Wealth Advisors, Inc. independent RIAModera Wealth Management, LLC independent RIARIA to RIAJul 2, 2018Jul 2, 2018
Lucy Goins BloughMatrix Wealth Advisors, Inc. independent RIAModera Wealth Management, LLC independent RIARIA to RIAJul 2, 2018Jul 2, 2018
Janice A McgunnigleMatrix Wealth Advisors, Inc. independent RIAModera Wealth Management, LLC independent RIARIA to RIAJul 2, 2018Jul 2, 2018
Peter James MckennaHighland Financial Advisors, LLC otherModera Wealth Management, LLC independent RIAOtherMar 15, 2018Apr 24, 2018 (40 d)
Brett Vaughn CaldwellFinancial Insight Center otherModera Wealth Management, LLC otherOtherDec 4, 2017Dec 19, 2017
Ryan Lee PopeHarmon Financial Advisors state registeredModera Wealth Management, LLC otherOtherDec 1, 2017Dec 1, 2017
Brandy Kilgore WrightCambridge Wealth Counsel otherModera Wealth Management, LLC otherOtherFeb 28, 2017Jan 3, 2017
Robert Spencer HockettCambridge Wealth Counsel otherModera Wealth Management, LLC otherOtherFeb 28, 2017Jan 3, 2017
Barry Howard KaplanCambridge Wealth Counsel otherModera Wealth Management, LLC otherOtherFeb 28, 2017Jan 5, 2017
Michael David GibneyHighland Financial Advisors, LLC otherModera Wealth Management, LLC otherOtherMay 12, 2016Aug 2, 2016 (82 d)
Tiffani Linn TitaMsi Financial Services, Inc. otherModera Wealth Management, LLC otherOtherFeb 5, 2015Mar 4, 2015
Michael Joseph TringaliJoseph Capital Management, LLC otherModera Wealth Management, LLC otherOtherJul 23, 2014Jul 9, 2014
Christopher Cory WhitePeak Financial Management Inc otherModera Wealth Management, LLC otherOtherJul 21, 2014Jul 21, 2014
Bradley Smith HiltonGoldman Sachs Wealth Services, L.P. otherModera Wealth Management, LLC otherOtherJan 23, 2013Jan 26, 2017 (1464 d)
Nicole Cannone WegmanMorgan Stanley wirehouseModera Wealth Management, LLC otherOtherAug 1, 2012Jul 26, 2013 (359 d)
John Joseph CeparanoCreative Capital Fiduciaries, LLC unclassifiedModera Wealth Management, LLC otherOtherAug 17, 2011Jul 7, 2014 (1055 d)
George Thomas PadulaBack Bay Financial Group, Inc. unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 6, 2011
Gregory Nmn PlechnerModera Wealth Management unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 3, 2011
Thomas Anthony OrecchioModera Wealth Management unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 3, 2011
Robert James DowlingModera Wealth Management unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 3, 2011
William Emerson HouckModera Wealth Management unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 3, 2011
Mark Anthony WilloughbyModera Wealth Management unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 24, 2011
Philip Clayton LeeBack Bay Financial Group, Inc. unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 6, 2011
Emily Ryan DesimoneBack Bay Financial Group, Inc. unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 6, 2011
Adam Joseph LeoneModera Wealth Management unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 3, 2011
Mary M EvansBack Bay Financial Group, Inc. unclassifiedModera Wealth Management, LLC otherOtherDec 31, 2010Jan 6, 2011
Laura Hamilton NascaTruewealth Management otherModera Wealth Management, LLC independent RIAOtherAug 31, 2009Aug 4, 2026 (6182 d)
Melissa Kemper BeachGoldman Sachs Wealth Services, L.P. otherModera Wealth Management, LLC otherOtherJun 24, 2004Jan 24, 2014 (3501 d)
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100 moves match.