DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Summit Global Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Scott OlahTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 1, 2023Aug 15, 2023
Robert M BrownTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 1, 2023Aug 9, 2023
Leonard Lamar TaylorTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 1, 2023Sep 5, 2023 (35 d)
Lance K PackerTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 1, 2023Aug 31, 2023
Anthony Scott KnaubertTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 31, 2023Jan 2, 2025 (521 d)
Richard Leslie CunninghamTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 28, 2023Aug 15, 2023
Jessica Jean WrightTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 28, 2023Aug 30, 2023 (33 d)
Jeremy Brian EvansTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 27, 2023Aug 15, 2023
Terry Elbert WengertTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 26, 2023Aug 30, 2023 (35 d)
Andrew ChildTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 26, 2023Aug 15, 2023
Daniel Patrick CongramTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 14, 2023Aug 22, 2023 (39 d)
Michael Allen BloomerTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 14, 2023Aug 24, 2023 (41 d)
Kristi Lee SorensenTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 11, 2023Jul 13, 2023
Richard Paul CunninghamTransamerica Financial Advisors, LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 26, 2023Jul 6, 2023
Joshua Adam GardnerFidelity Personal And Workplace Advisors BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAApr 21, 2023May 26, 2023 (35 d)
George Allen Yackey JrPark Avenue Securities LLC BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 31, 2023Dec 2, 2024 (612 d)
Timothy Irving ShumwayOlympus Wealth Management, LLC mixed wealthSummit Global Investments, LLC mixed wealthRIA to RIAMar 20, 2023Jan 7, 2025 (659 d)
Cesar Duenas SanchezFidelity Personal And Workplace Advisors BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 31, 2022Nov 9, 2022
Robert Steven FarrellPresidium Partners, LLC independent RIASummit Global Investments, LLC mixed wealthRIA to RIAMar 17, 2021Mar 18, 2021
Lance T SpencerFidelity Personal And Workplace Advisors BD affiliatedSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIANov 10, 2020Mar 2, 2021 (112 d)
Douglas Vincent EatoughEdward Jones national BDSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 20, 2019Jan 31, 2022 (864 d)
Jeffrey M GapinskiEle Advisory Services, Inc independent RIASummit Global Investments, LLC otherOtherSep 19, 2019Sep 16, 2019
Ronald Scott MeansTransamerica Financial Advisors, LLC otherSummit Global Investments, LLC mixed wealthOtherFeb 26, 2018May 3, 2022 (1527 d)
Trevor Blaine ThompsonTransamerica Financial Advisors, LLC otherSummit Global Investments, LLC mixed wealthOtherFeb 26, 2018Sep 26, 2025 (2769 d)
Keith JacksonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSummit Global Investments, LLC mixed wealthWirehouse to independent RIAOct 5, 2017May 27, 2020 (965 d)
Robin Mechlowitz KaukonenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSummit Global Investments, LLC mixed wealthWirehouse to independent RIAJul 11, 2016Aug 17, 2022 (2228 d)
David Lee HardenPresidium Partners, LLC otherSummit Global Investments, LLC otherOtherJun 18, 2012Oct 31, 2011
Mark Lynn KenisonStrategic Advisers LLC national BDSummit Global Investments, LLC otherOtherNov 29, 2005Oct 31, 2011 (2162 d)
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88 moves match.