| James E. Cannon | J.P. Morgan Securities LLC wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2020 | Jul 31, 2026 (2142 d) |
| Tatianna Marie Martinez-Ventura | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2020 | May 5, 2020 |
| Daniel Jose Rodriguez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2020 | Apr 27, 2020 |
| Andrew Stuart Leventhal | Morgan Stanley wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2019 | Apr 22, 2021 (524 d) |
| James Sylvere Richard | J.P. Morgan Securities LLC wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 6, 2019 | Nov 1, 2019 |
| Thomas Joseph Boyd | J.P. Morgan Securities LLC wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 6, 2019 | Nov 1, 2019 |
| Owen G Parr | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2019 | Jan 1, 2025 (2030 d) |
| George Max Arias | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2019 | Jun 20, 2019 |
| Arnaldo Cunha Rego | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2019 | Jun 20, 2019 |
| Francisco Renato Murillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2019 | Jun 21, 2019 |
| Huston Lorenzo | Fidelity Personal And Workplace Advisors BD affiliated | Snowden Capital Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2019 | Aug 31, 2021 (967 d) |
| Lara Jean Sterns | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2018 | Aug 24, 2018 |
| Keary Pratt Castleberry | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2018 | Aug 24, 2018 |
| Mark Nelson Hogan | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2018 | Jun 25, 2018 |
| Leah Mills Eller | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2018 | Jun 28, 2018 |
| Joshua Michael Hogan | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2018 | Jun 28, 2018 |
| Dominick Ernest Molinari | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2018 | Jun 20, 2018 |
| Cynthia A Hewitt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2018 | Dec 9, 2020 (981 d) |
| Sharon Bowen | Advice And Planning Services other | Snowden Capital Advisors LLC other | Other | Nov 7, 2017 | Dec 6, 2017 |
| Woong Seong Hwang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Aug 2, 2017 | Aug 16, 2017 |
| Marcus Andrew Selva | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jun 7, 2017 | Jun 5, 2017 |
| Lawrence Alan Barocas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Apr 27, 2017 | Apr 26, 2017 |
| Ryan Carroll Kirby | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Mar 13, 2017 | Mar 11, 2017 |
| Christopher S Hayes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Mar 13, 2017 | Mar 11, 2017 |
| Michelle Lynn Begina | Morgan Stanley wirehouse | Snowden Capital Advisors LLC other | Other | Mar 6, 2017 | Mar 6, 2017 |
| Francisco Malfavon | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC other | Other | Jan 25, 2017 | Jan 23, 2017 |
| Michael Patrick Mahoney | Morgan Stanley wirehouse | Snowden Capital Advisors LLC other | Other | Nov 7, 2016 | Nov 4, 2016 |
| David Wayne Woolford | J.P. Morgan Securities LLC wirehouse | Snowden Capital Advisors LLC other | Other | Sep 21, 2016 | Sep 23, 2016 |
| Samuel Perkins Degennaro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jul 18, 2016 | Jul 15, 2016 |
| Joseph Mark Hubbell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | May 17, 2016 | May 13, 2016 |
| Aaron T Stone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Apr 12, 2016 | Apr 13, 2016 |
| Kieran John Doherty | Morgan Stanley wirehouse | Snowden Capital Advisors LLC other | Other | Apr 11, 2016 | Mar 22, 2016 |
| Juan Carlos Moreno | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Mar 9, 2016 | Feb 24, 2016 |
| Alexandro Arista | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Feb 23, 2016 | Feb 22, 2016 |
| Ricardo Leyva | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Dec 7, 2015 | Dec 4, 2015 |
| Imar Rodriguez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Dec 7, 2015 | Dec 4, 2015 |
| Cristina Eddy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Dec 7, 2015 | Dec 4, 2015 |
| Irma Clelia Dipp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Dec 7, 2015 | Dec 4, 2015 |
| William Keith Mayo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jul 29, 2015 | Jul 29, 2015 |
| Alex Edward Bryer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jul 29, 2015 | Jul 29, 2015 |
| Ryan Perraut | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jul 29, 2015 | Jul 29, 2015 |
| Kole G Bosworth | Citigroup Global Markets Inc. other | Snowden Capital Advisors LLC other | Other | Jan 30, 2015 | Jan 30, 2015 |
| Donna Bowler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jan 26, 2015 | Jan 30, 2015 |
| Robert Elliot Feldman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jan 26, 2015 | Feb 13, 2015 |
| Nicholas Edward Zaccour | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Oct 24, 2014 | Dec 18, 2014 (55 d) |
| Philip Anthony Lazzari | UBS Financial Services Inc. wirehouse | Snowden Capital Advisors LLC other | Other | Oct 23, 2014 | Oct 31, 2014 |
| Jesse Berne Clinton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Oct 22, 2014 | Oct 28, 2014 |
| Phillip I Pedrena | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Oct 22, 2014 | Dec 18, 2014 (57 d) |
| Paul Eric Watson | UBS Financial Services Inc. wirehouse | Snowden Capital Advisors LLC other | Other | Oct 6, 2014 | Oct 7, 2014 |
| Mark David Stevens | UBS Financial Services Inc. wirehouse | Snowden Capital Advisors LLC other | Other | Oct 6, 2014 | Oct 7, 2014 |
| Erin Schluter Stoecker | UBS Financial Services Inc. wirehouse | Snowden Capital Advisors LLC other | Other | Oct 6, 2014 | Oct 7, 2014 |
| Robert Joseph Bowman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jul 29, 2014 | Sep 16, 2014 (49 d) |
| Loretta Gloria Manzanares | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | May 12, 2014 | Jun 4, 2014 |
| Robert Alan Hoffman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | May 12, 2014 | Jun 4, 2014 |
| Caesar Anthony Cepeda | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Jan 14, 2014 | Jan 16, 2014 |
| Stephen Thomas Fordyce | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Sep 19, 2013 | Dec 12, 2013 (84 d) |
| Jeremy Michael Soboleski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Sep 19, 2013 | Dec 12, 2013 (84 d) |
| John Thomas Diciaccio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Nov 28, 2012 | Nov 28, 2012 |
| Julie Babcock | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Nov 28, 2012 | Nov 28, 2012 |
| Jon W La Mothe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Other | Nov 28, 2012 | Nov 28, 2012 |