DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cri Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Eric Ruben Porath	Woodbury Financial Services, Inc. other	Cri Securities, LLC other	Other	Sep 16, 2014	Oct 1, 2014
Justin John Willmott	Securian Financial Services, Inc. other	Cri Securities, LLC other	Other	Jun 5, 2014	Feb 13, 2012
Stephanie Ryan Birenbaum	Woodbury Financial Services, Inc. other	Cri Securities, LLC other	Other	Apr 9, 2014	Apr 17, 2014
Adam J Link	Securian Financial Services, Inc. other	Cri Securities, LLC other	Other	Feb 24, 2014	Dec 23, 2013
Josef Peter Mehle	Ameriprise Financial Services, LLC national BD	Cri Securities, LLC other	Other	Feb 14, 2014	Jun 6, 2014 (112 d)
Ryan Jon Keshemberg	Securian Financial Services, Inc. other	Cri Securities, LLC other	Other	Nov 5, 2013	Nov 6, 2007
Joseph Michael Gibas	Gradient Advisors, LLC other	Cri Securities, LLC other	Other	Oct 7, 2013	Jan 7, 2014 (92 d)
Ericka Zettel Schaefer Hanley	New England Securities Corporation other	Cri Securities, LLC BD affiliated	Other	Apr 29, 2013	Nov 14, 2019 (2390 d)
Gary Hollis Schwartz	Waddell & Reed other	Cri Securities, LLC other	Other	Feb 5, 2013	Jan 28, 2014 (357 d)
Cole Florence Kimball	Securian Financial Services, Inc. other	Cri Securities, LLC other	Other	Nov 22, 2011	Apr 21, 2011
James Russell Thompson	Securian Financial Services, Inc. other	Cri Securities, LLC other	Other	Nov 22, 2011	Feb 22, 2008
Caroline Elaine Beuning	Waddell & Reed other	Cri Securities, LLC BD affiliated	Other	Nov 4, 2011	May 31, 2018 (2400 d)
Ingrid Elizabeth Strauss	U.S. Bancorp Investments, Inc. other	Cri Securities, LLC other	Other	Dec 23, 2010	Jan 16, 2014 (1120 d)
Mackenzie Brittain Martin	Securian Financial Services, Inc. other	Cri Securities, LLC other	Other	Jan 7, 2010	Mar 3, 2009
Thomas Richard Brown	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Oct 21, 2008 (41 d)
David Nmn Vasos	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Jun 2, 2010 (630 d)
Ann C. Elliott Korn	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Jul 19, 2007
Mark Alan Bonnett	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Jan 7, 2010 (484 d)
Phillip Croce Richards	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Dec 23, 2013 (1930 d)
Adam Todd Duey	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Oct 25, 2007
Nathaniel David Hoffman	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Aug 22, 2007
Stephanie Yuen Hwei Tsang	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Sep 10, 2008	Jan 7, 2010 (484 d)
Anthony Chapman Williams	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Jan 18, 2008	Jul 30, 2007
Marcus Eugene Ortega	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Jan 18, 2008	Jul 30, 2007
Seth Michael Ingersoll	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Jan 18, 2008	Aug 23, 2007
Laurence James Altman	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Aug 1, 2007
Douglas James Weisenberger	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Nov 7, 2003
Thomas Alexander Haunty	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Nov 7, 2003
Todd David Bramson	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Mar 25, 2005
Joseph Paul Fox	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Aug 21, 2007
Michael Douglas Brocker	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Feb 11, 2008 (42 d)
Richard Deneen Hanzlik	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jan 17, 2013 (1844 d)
Anthony James Schau	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jul 19, 2007
Brian Henry Hensen	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Nov 7, 2003
David James Johnson	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jul 16, 2007
Marshall William Gifford	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Feb 25, 2008 (56 d)
Keith John Vandell	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Oct 30, 2007
Scott Edward Augustine	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jul 19, 2007
Andrew Michael Tate	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jul 18, 2007
Alexander Michael Kienle	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Sep 21, 2010 (995 d)
Jesse Thomas Karich	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jan 15, 2014 (2207 d)
Mckenna Lyn Stephens	Marathon Advisors, Inc unclassified	Cri Securities, LLC BD affiliated	Other	Dec 31, 2007	Oct 31, 2019 (4322 d)
Damon Gregory Lichtenberger	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Oct 5, 2007
Annemarie Rose Book	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jul 19, 2007
Anders T Ramstad	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jul 19, 2007
Michael Franklin Merrill	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Jul 19, 2007
Evan Boston White	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Dec 31, 2007	Aug 8, 2007
Ann Marie Lano Wengronowitz	Marathon Advisors, Inc unclassified	Cri Securities, LLC other	Other	Nov 1, 2004	Apr 15, 2011 (2356 d)

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108 moves match.