DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fortis Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shrikant M NadkarniNext Horizon Advisors LLC independent RIAFortis Capital Advisors, LLC independent RIARIA to RIAMar 7, 2023Apr 11, 2022
Manish C ShahNext Horizon Advisors LLC independent RIAFortis Capital Advisors, LLC independent RIARIA to RIAMar 7, 2023May 17, 2022
Daniel John PetrieLPL Financial LLC independent RIAFortis Capital Advisors, LLC independent RIARIA to RIAFeb 3, 2023Feb 2, 2026 (1095 d)
Michael Edward PoseyMML Investors Services, LLC BD affiliatedFortis Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2023May 4, 2023 (90 d)
Kean L. AmaralMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFortis Capital Advisors, LLC independent RIAWirehouse to independent RIAFeb 22, 2022Feb 18, 2022
Justin Michael MarcusAe Wealth Management, LLC BD affiliatedFortis Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2021Jul 15, 2021
Alec NortonHornor, Townsend & Kent, LLC BD affiliatedFortis Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2021Jan 18, 2024 (996 d)
Jeffrey PolancoNorthwestern Mutual Investment Services,LLC no RAUMFortis Capital Advisors, LLC independent RIAOtherMar 5, 2021Sep 3, 2021 (182 d)
Stephan Todd DayHorizon Financial Services, LLC independent RIAFortis Capital Advisors, LLC independent RIARIA to RIAFeb 10, 2021Feb 6, 2023 (726 d)
Matthew Anthony AlfonzettiPark Avenue Securities LLC BD affiliatedFortis Capital Advisors, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 2, 2021Feb 24, 2021
Daniel McgurlSentinel Pension Advisors, LLC. institutionalFortis Capital Advisors, LLC independent RIAOtherSep 30, 2020May 17, 2022 (594 d)
Mathew Joseph HultquistTransamerica Financial Advisors, LLC otherFortis Capital Advisors, LLC independent RIAOtherNov 1, 2007Jan 17, 2026 (6652 d)
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72 moves match.