DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Berthel Fisher & Company Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jason Paul Wiltse	Waddell & Reed other	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 10, 2007	Apr 2, 2007
Matthew Scott Onstot	Waddell & Reed other	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 4, 2007	Mar 29, 2007
Dwight W. Kimber	Next Financial Group, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Feb 26, 2007	Mar 12, 2007
Douglas Robert Filipovits	Hsbc Securities (USA) Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2006	Jun 4, 2008 (521 d)
John Luther Potts	Vsr Advisory Services other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2006	Jan 10, 2007
Michael Lee Sisco	Cambridge Investment Research Advisors, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Oct 3, 2006	Oct 2, 2006
Richard John Johnson	Waddell & Reed other	Berthel Fisher & Company Financial Services, Inc. other	Other	Sep 5, 2006	Apr 5, 2010 (1308 d)
Megan Louise Avery	Legacy Advisory Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 5, 2006	Jun 7, 2006
Harry Tuller Johnson	Transamerica Financial Advisors, LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	May 17, 2006	May 15, 2006
Nathan Lee Wilson	Gwn Securities Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 25, 2006	Apr 28, 2006
Richard Allen Bean	Maximum Retirement, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 21, 2006	Mar 24, 2006
Kevin Joseph Welu	Vmf Capital unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Feb 28, 2006	Feb 24, 2006
Dudley Marvin Irwin	Wells Fargo Investments, LLC unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 20, 2006	Jan 20, 2006
Lawrence M Sasso	Investors Capital Advisory other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2005	Jan 17, 2006
Lawrence Raymond Koval	Sterne Agee Investment Advisor Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Fraser Macpherson Horn	Equitable Advisors, LLC national BD	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 19, 2005	Jan 4, 2006
Jahanguir Azodi	Cetera Advisors LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 4, 2005	Oct 10, 2005
Michael Glen Hill	Laradorbecker Asset Management Corporation unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	May 19, 2005	Mar 22, 2006 (307 d)
Jeffrey Wayne Brudner	Capitol Financial Advisors unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 29, 2005	Aug 26, 2005 (150 d)
Glenn Edward Hanzelin	A. G. Edwards & Sons, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Feb 15, 2005	Feb 18, 2005
Gabriel Lynn Gehret	Deutsche Bank Securities Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 30, 2004	Oct 14, 2005 (318 d)
Joseph Carl Anderson	Ameriprise Financial Services, LLC national BD	Berthel Fisher & Company Financial Services, Inc. other	Other	Sep 25, 2004	Oct 20, 2004
Robert Dagosta	Mony Securities Corporation unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Aug 3, 2004	Aug 4, 2004
Donald Albert Lueke	Sii Investments, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 21, 2004	Jul 22, 2004
William Anthony Gohs	Banc One Securities Corporation unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 12, 2004	Mar 2, 2004
Jamie William Mcdonald	Strong Capital Management Inc unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 7, 2004	Jun 30, 2005 (449 d)
James Neil Franzen	A. G. Edwards & Sons, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 15, 2004	Mar 30, 2004
Drew Moomaw	Wells Fargo Advisors wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Feb 27, 2004	Apr 5, 2006 (768 d)
Eric Evan Everson	Locust Street Securities, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 1, 2004	Jan 3, 2006 (733 d)
Shelley Rae Davenport	Transamerica Financial Advisors, LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2003	Jan 6, 2004
Christopher Edward Ordway	MML Investors Services, LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 16, 2003	Jan 11, 2010 (2218 d)
Roger Dean Frank	Osaic Fa, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 6, 2003	Jan 3, 2008 (1519 d)
Scott Callis Barcomb	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 3, 2003	Sep 6, 2003 (156 d)
Fraser Macpherson Horn	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 2, 2003	Aug 26, 2003 (146 d)
Jean Iafrate Schneider	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Mar 31, 2003
Yvonne Curry	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Aug 26, 2003 (148 d)
Robert Jay Anderson	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Mar 31, 2003
Alfredo Arturo Sandoval	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Aug 26, 2003 (148 d)
Roselyn Faye Wilkinson	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Oct 21, 2004 (570 d)
Raymond Edwin Whitaker	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Mar 31, 2003
Fred Hamsayeh	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Aug 26, 2003 (148 d)
Aaron Thomas Cates	Continental Capital Investment Services, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 31, 2003	Mar 31, 2003
Timothy Charles States	UBS Financial Services Inc. wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 14, 2003	Jan 8, 2003
Misty Lynn Childs	Wells Fargo Advisors wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 6, 2002	Jun 27, 2003 (203 d)
Peter Thomas Mooney	Wells Fargo Advisors wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 4, 2002	Jan 21, 2003 (48 d)
Marci Porter Lucier	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Sep 12, 2002	May 6, 2004 (602 d)

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166 moves match.