DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Pathstone

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mariah Marie MainesAdvice And Planning Services BD affiliatedPathstone independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jun 8, 2021 (207 d)
Eric Montgomery PricePrice Wealth, LLC independent RIAPathstone independent RIARIA to RIASep 30, 2020Oct 7, 2020
Susan Leonard WittliffPrice Wealth, LLC independent RIAPathstone independent RIARIA to RIASep 30, 2020Oct 20, 2020
Jeffrey Paul BezansonFidelity Personal And Workplace Advisors BD affiliatedPathstone independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2019Jun 21, 2022 (1048 d)
Sharon Helene GuptaDynasty Wealth Management, LLC independent RIAPathstone independent RIARIA to RIANov 12, 2018Nov 7, 2019 (360 d)
Brendan HughesPrivate Advisor Group, LLC otherPathstone independent RIAOtherMay 19, 2017May 16, 2022 (1823 d)
Robert Andrew BurrowNorthcoast Asset Management LLC otherPathstone independent RIAOtherMar 24, 2017Apr 25, 2023 (2223 d)
David Charles KahnConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
John Thomas ElmesConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
Michael Alexander SludConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
Charles Michael Anthony WinnConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
Sheila Denise StinsonConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
John Gabriel DeckerConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
John Robert WorkmanConvergent Wealth Advisors, LLC otherPathstone independent RIAOtherOct 31, 2016Jul 25, 2022 (2093 d)
Allison Winn KaplanConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
Paul Daniel GlothConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
Erik Paul GulsrudConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
Michael Nicholas CafarchiaConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
William M BagnardConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 3, 2016
James Patrick WhalenConvergent Wealth Advisors, LLC otherPathstone independent RIAOtherOct 31, 2016Oct 3, 2024 (2894 d)
Francois Maximilian SchramekConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 3, 2016
Michelle Fran Zlotnik EpsteinConvergent Wealth Advisors, LLC otherPathstone independent RIAOtherOct 31, 2016Dec 15, 2021 (1871 d)
Nathan William GuyConvergent Wealth Advisors, LLC otherPathstone otherOtherOct 31, 2016Nov 2, 2016
Mark Nestrud PetersFederal Street Advisors Inc otherPathstone otherOtherDec 31, 2015Jan 20, 2016
Thomas Matthew JusterOld North Advisors, LLC otherPathstone otherOtherDec 31, 2015Jan 20, 2016
Kelly Jean MaregniOld North Advisors, LLC otherPathstone otherOtherDec 31, 2015Jan 20, 2016
Tamara Lynn SurrattLegacy Family Office, LLC otherPathstone otherOtherMar 1, 2013Feb 4, 2013
Matthew Allan LettingaConvergent Wealth Advisors, LLC otherPathstone independent RIAOtherNov 27, 2012Jul 7, 2025 (4605 d)
Martin Erik LundgrenFortigent, LLC otherPathstone otherOtherSep 7, 2012Nov 27, 2012 (81 d)
Janet Mertz BrantleyBmo Family Office, LLC otherPathstone otherOtherJun 4, 2010Aug 11, 2010 (68 d)
Matthew Jacob FleissigBmo Family Office, LLC otherPathstone otherOtherMar 18, 2010Jun 2, 2010 (76 d)
Steven Barry BravermanBmo Family Office, LLC otherPathstone otherOtherFeb 18, 2010Feb 10, 2016 (2183 d)
Allan Jay ZachariahBmo Family Office, LLC otherPathstone otherOtherFeb 18, 2010Sep 28, 2010 (222 d)
Sarah Heaslip WhitelawMorgan Stanley & Co. LLC unclassifiedPathstone independent RIAOtherAug 18, 2008Dec 23, 2025 (6336 d)
Timothy Patrick DevlinBoston Private Value Investors, Inc. unclassifiedPathstone independent RIAOtherJan 2, 2008Dec 17, 2025 (6559 d)
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155 moves match.