DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wedbush Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kenneth Roy Blackburn	Morgan Stanley wirehouse	Wedbush Securities Inc. other	Other	Apr 8, 2010	Mar 24, 2010
John Alt Crumplar	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Mar 3, 2010	Feb 22, 2010
James Wesley Biller	Citigroup Global Markets Inc. other	Wedbush Securities Inc. other	Other	Jan 28, 2010	Jan 22, 2010
James Reeve Larew	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Dec 16, 2009	Dec 14, 2009
Radu Nicolaevich Prisakar	Hilltop Securities Inc. other	Wedbush Securities Inc. other	Other	Dec 10, 2009	Dec 8, 2009
Lois Evelyn Parker	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Nov 10, 2009	Dec 1, 2009
William Arthur Kearney	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Oct 22, 2009	Oct 16, 2009
Brian Douglas Raat	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Oct 21, 2009	Oct 22, 2009
Feng Shen	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Sep 3, 2009	Sep 30, 2009
Gene Sam Wong	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Sep 1, 2009	Aug 27, 2009
Byron Lee Ellis	Morgan Stanley wirehouse	Wedbush Securities Inc. other	Other	Aug 11, 2009	Jul 17, 2009
Gary Lee Truax	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Aug 7, 2009	Aug 24, 2009
Christopher Andrew Henderson	Banc Of America Investment Services, Inc. unclassified	Wedbush Securities Inc. other	Other	Jul 31, 2009	Aug 19, 2009
Sydney Walker	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Jul 23, 2009	Jul 30, 2009
Jeffrey Marvin Davis	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Jul 20, 2009	Jul 21, 2009
Justin Thoreau Pollack	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Jul 20, 2009	Jul 21, 2009
Timothy Burr Smith	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Jul 20, 2009	Jul 22, 2009
Daniel Theodore Polster	Edward Jones national BD	Wedbush Securities Inc. other	Other	Jul 14, 2009	Jul 28, 2009
Mark Gerard Madden	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Jun 23, 2009	Jun 29, 2009
Christine Marie Bennett	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Jun 12, 2009	Jun 18, 2009
Randy Lyvonne Greene	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Jun 4, 2009	May 22, 2009
Rebecca Ann Offerdahl	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	May 27, 2009	May 22, 2009
Mark David Browning	Citigroup Global Markets Inc. other	Wedbush Securities Inc. other	Other	May 20, 2009	May 26, 2009
Donald Patton Scott	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	May 13, 2009	May 8, 2009
Bradley Lester Swain	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	May 13, 2009	Apr 30, 2009
Christopher Paul Boesche	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	May 13, 2009	Apr 22, 2009
Kimber Lela Woods	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	May 13, 2009	Apr 24, 2009
Kevin James Jordan	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	May 12, 2009	Jul 28, 2009 (77 d)
Jon Christopher Hunt	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Apr 17, 2009	Apr 17, 2009
Paul Allen Matheson	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Apr 15, 2009	Apr 3, 2009
Greg John Adams	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Apr 13, 2009	Apr 30, 2009
Jeffrey Allen Hegstrom	Citigroup Global Markets Inc. other	Wedbush Securities Inc. other	Other	Mar 9, 2009	Feb 8, 2018 (3258 d)
Robert Holmes Gunning	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Jan 27, 2009	Jan 13, 2009
Charles Michael Kiehn	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Jan 20, 2009	Jan 16, 2009
John Scott Alling	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 2, 2009
John Robert Mcparlane	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 6, 2009
Katrina Lin Dudley	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 2, 2009
James Patrick Stephan	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 2, 2009
Arthur Jon Knori	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 2, 2009
Rodney Louis Caudillo	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Aug 24, 2009 (236 d)
Michael Brian Donahue	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 7, 2009
Robert Emerson Friedman	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 6, 2009
Andrew Currie Anderson	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 2, 2009
Charles Paul Lazzaro	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Feb 4, 2009 (35 d)
Thomas Cushing Buckingham	First Wall Street Corp. unclassified	Wedbush Securities Inc. other	Other	Dec 31, 2008	Jan 2, 2009
Jason F. Miller	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Dec 31, 2008	Sep 14, 2010 (622 d)
Mauri Duane Hendrickson	Crowell, Weedon & Co. other	Wedbush Securities Inc. other	Other	Nov 18, 2008	Nov 25, 2008
Arnold Samuel	Raymond James Financial Services, Inc. unclassified	Wedbush Securities Inc. other	Other	Oct 15, 2008	Feb 5, 2009 (113 d)
Todd Irven Fletcher	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Sep 16, 2008	Sep 16, 2008
Gregory Scott Hermes	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Jun 25, 2008	Nov 5, 2008 (133 d)
Harold Pearson	M.L. Stern & Co., LLC. unclassified	Wedbush Securities Inc. BD affiliated	Other	May 21, 2008	Jan 20, 2026 (6453 d)
Dru Edward Gilbert	M.L. Stern & Co., LLC. unclassified	Wedbush Securities Inc. other	Other	Mar 24, 2008	Mar 20, 2008
Raymond Wyman Chow	M.L. Stern & Co., LLC. unclassified	Wedbush Securities Inc. other	Other	Mar 24, 2008	Mar 20, 2008
Joshua James Delong	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Feb 13, 2008	Feb 8, 2008
John Alex Drevon	Raymond James Financial Services, Inc. unclassified	Wedbush Securities Inc. other	Other	Jan 23, 2008	Jan 23, 2008
Arthur Lopes	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Oct 3, 2007	Oct 1, 2007
Brian Edward Scigliano	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Sep 24, 2007	Sep 21, 2007
Michael Al Batt	A. G. Edwards & Sons, Inc. unclassified	Wedbush Securities Inc. other	Other	Aug 15, 2007	Aug 10, 2007
Gary Robert Whinery	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Aug 13, 2007	Aug 10, 2007
Phillip Richard Anton	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jul 13, 2007	Jun 27, 2007

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289 moves match.