Arrivals at Prospera Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Judith Ofelia Polak	Edward Jones national BD	Prospera Financial Services, Inc. other	Other	Apr 30, 2009	Apr 13, 2009
Stephen Maynard Alinikoff	Spc other	Prospera Financial Services, Inc. other	Other	Apr 27, 2009	Apr 28, 2009
Hilary Wells Pluemer	Avantax Advisory Services other	Prospera Financial Services, Inc. other	Other	Mar 26, 2009	Mar 12, 2015 (2177 d)
Erick Byrum Dahl	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Prospera Financial Services, Inc. other	Other	Mar 24, 2009	Mar 20, 2009
Kenneth Clayton Price	Micg Investment Management, LLC unclassified	Prospera Financial Services, Inc. other	Other	Mar 3, 2009	Mar 3, 2009
Dennis Alan Perkins	Micg Investment Management, LLC unclassified	Prospera Financial Services, Inc. other	Other	Mar 3, 2009	Mar 3, 2009
Keith Collins Reagan	Micg Investment Management, LLC unclassified	Prospera Financial Services, Inc. other	Other	Feb 20, 2009	Feb 25, 2009
Clayton Wellington James	Micg Investment Management, LLC unclassified	Prospera Financial Services, Inc. other	Other	Feb 20, 2009	Feb 20, 2009
Dax Thomas Williamson	Summit Financial Group Inc other	Prospera Financial Services, Inc. other	Other	Nov 24, 2008	Nov 20, 2008
Kathleen M Gerhardt	Osaic Fa, Inc. other	Prospera Financial Services, Inc. other	Other	May 2, 2008	Feb 3, 2016 (2833 d)
Christopher Donald Pascuzzi	Citigroup Global Markets Inc. other	Prospera Financial Services, Inc. other	Other	Apr 22, 2008	Apr 16, 2008
Alan David Luttman	Networth Asset Management, Inc other	Prospera Financial Services, Inc. other	Other	Apr 1, 2008	Apr 15, 2008
Michael Patrick Braddy	Networth Asset Management, Inc other	Prospera Financial Services, Inc. other	Other	Apr 1, 2008	Apr 15, 2008
Andrew George Gergatsoulis	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Mar 3, 2008	Mar 3, 2008
Konstantin Richard Danias	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Mar 3, 2008	Mar 18, 2008
Carolyn Orser Sterling	Avantax Advisory Services other	Prospera Financial Services, Inc. independent RIA	Other	Nov 28, 2007	Jul 13, 2022 (5341 d)
Joe David Myers	LPL Financial LLC other	Prospera Financial Services, Inc. other	Other	Sep 11, 2007	Sep 20, 2007
William Cordell Huddleston	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Aug 27, 2007	Jun 15, 2011 (1388 d)
Bradley Kyle Smith	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Aug 27, 2007	Jun 15, 2011 (1388 d)
Andrew James Allen Head	Uvest Financial Services Group, Inc. unclassified	Prospera Financial Services, Inc. other	Other	Jul 20, 2007	Sep 6, 2007 (48 d)
Michael Lance Phillips	Oppenheimer & Co. Inc. other	Prospera Financial Services, Inc. other	Other	May 15, 2007	May 22, 2007
Bobby Joe Boyd	Wells Fargo Investments, LLC unclassified	Prospera Financial Services, Inc. other	Other	Jan 8, 2007	Jan 11, 2007
Sara Gibbs	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Jan 3, 2007	May 30, 2007 (147 d)
Brian Joseph Fees	Edward Jones national BD	Prospera Financial Services, Inc. other	Other	Dec 14, 2006	Jul 20, 2007 (218 d)
Todd Lee Buchanan	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Nov 1, 2006	Mar 8, 2007 (127 d)
Gary Buchanan	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Nov 1, 2006	Mar 8, 2007 (127 d)
Joseph F Pierce	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Sep 20, 2006	Dec 5, 2006 (76 d)
Virginia Paige Hansen	Morgan Stanley Dw Inc. unclassified	Prospera Financial Services, Inc. other	Other	Jan 10, 2006	Jun 16, 2006 (157 d)
Lisa Baker Lawwill	Morgan Stanley Dw Inc. unclassified	Prospera Financial Services, Inc. other	Other	Dec 19, 2005	Jun 16, 2006 (179 d)
Michael Joseph Gomez	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Jun 2, 2005	May 31, 2005
Wilfred Carter	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	Jun 2, 2005	Jun 8, 2005
Joel Kirk Corbin	Wells Fargo Advisors wirehouse	Prospera Financial Services, Inc. other	Other	May 26, 2005	May 31, 2005
Linda Scoville Cartwright	LPL Financial LLC other	Prospera Financial Services, Inc. other	Other	May 17, 2005	Dec 6, 2006 (568 d)
Todd Edward Leake	LPL Financial LLC other	Prospera Financial Services, Inc. other	Other	May 17, 2005	Jun 9, 2005
Ivan Stephen Sacks	Hodges Capital Management Inc other	Prospera Financial Services, Inc. other	Other	Nov 8, 2004	Jan 28, 2005 (81 d)
Margaret Anne Thompson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Prospera Financial Services, Inc. other	Other	Feb 6, 2004	Feb 2, 2004
George Wayne Lollis	UBS Financial Services Inc. wirehouse	Prospera Financial Services, Inc. other	Other	Dec 4, 2003	Jan 21, 2004 (48 d)
David P Little	Oxford Advisors Corporation unclassified	Prospera Financial Services, Inc. other	Other	Nov 7, 2003	Jun 22, 2004 (228 d)
Peter G Lucier	UBS Financial Services Inc. wirehouse	Prospera Financial Services, Inc. other	Other	Oct 2, 2003	Sep 25, 2003

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279 moves match.