| David Brian Lennox | Brecek & Young Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 31, 2003 | Jul 14, 2005 (561 d) |
| Jerry Lane Smith | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Dec 31, 2003 | Jan 2, 2004 |
| Jesse William Hauptrief | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Dec 31, 2003 | Jan 2, 2004 |
| Charles Roy Bigbie | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Sep 8, 2003 | Sep 10, 2003 |
| Frank Alfred Leyes | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | Aug 28, 2003 | Aug 20, 2003 |
| Ryan Allen Hobbs | Spelman & Co., Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Aug 11, 2003 | Aug 26, 2003 |
| George Nicholas Yankoupe | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Aug 11, 2003 | Mar 12, 2004 (214 d) |
| Tyson J Sterling | Morgan Stanley Dw Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Aug 5, 2003 | Sep 5, 2003 (31 d) |
| Jeffrey Wright Helms | Nfp Advisor Services, LLC other | Geneos Wealth Management, Inc. other | Other | Jul 17, 2003 | Mar 29, 2004 (256 d) |
| Michael Albert Verhalen | Financial Education Associates, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Jul 14, 2003 | Jul 1, 2003 |
| Cynthia Ruth Low | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 2, 2003 | Jun 27, 2003 |
| Quentin Morrow Moore | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jun 20, 2003 | Jun 13, 2003 |
| Timothy Lane | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jun 20, 2003 | Aug 4, 2003 (45 d) |
| Paul Krepinski | Charles Schwab & Co., Inc. national BD | Geneos Wealth Management, Inc. other | Other | Dec 31, 2002 | Aug 25, 2009 (2429 d) |
| Reginald Brent Dees | Titan Asset Management, LLC unclassified | Geneos Wealth Management, Inc. other | Other | Sep 24, 2002 | Apr 10, 2006 (1294 d) |
| James Grant Taunton | Titan Asset Management, LLC unclassified | Geneos Wealth Management, Inc. other | Other | Sep 24, 2002 | Apr 5, 2006 (1289 d) |
| David Eric Nobles | Titan Asset Management, LLC unclassified | Geneos Wealth Management, Inc. other | Other | Sep 24, 2002 | Apr 5, 2006 (1289 d) |
| Victoria L Wilson | The Masters, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Aug 30, 2002 | Apr 13, 2012 (3514 d) |