DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa Jaime MastersNeuberger Berman Bd LLC otherCredit Suisse Securities (USA) LLC otherOtherMar 3, 2005May 17, 2005 (75 d)
Matthew Aaron HodusLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherDec 17, 2004Dec 15, 2004
Gary Steven DomorackiLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherNov 22, 2004Nov 5, 2004
Steven Harlen LevineMorgan Stanley Dw Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherNov 1, 2004Nov 3, 2004
Nancy Gerard MoonUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 27, 2004Oct 13, 2004
Roger R KrausMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 28, 2004Jan 13, 2009 (1568 d)
Bruce Keebeck LeeMorgan Stanley & Co. LLC unclassifiedCredit Suisse Securities (USA) LLC otherOtherAug 13, 2004Aug 13, 2004
Julia Rafalko VaughnLegg Mason Wood Walker, Incorporated unclassifiedCredit Suisse Securities (USA) LLC otherOtherAug 10, 2004Jan 26, 2006 (534 d)
Steven Philip AndersonMorgan Stanley & Co. LLC unclassifiedCredit Suisse Securities (USA) LLC otherOtherJul 20, 2004Aug 3, 2004
Craig Ray SwannBanc Of America Investment Services, Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherMay 17, 2004May 19, 2015 (4019 d)
Jonas Jeffrey AbulenciaMorgan Stanley Dw Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherMay 4, 2004May 7, 2004
Tiani R HausenWells Fargo Advisors wirehouseCredit Suisse Securities (USA) LLC otherOtherApr 28, 2004Apr 27, 2015 (4016 d)
Howard Wilson GlasgowMorgan Stanley & Co. LLC unclassifiedCredit Suisse Securities (USA) LLC otherOtherFeb 26, 2004Mar 9, 2004
Bryce R KennyCiticorp Investment Services unclassifiedCredit Suisse Securities (USA) LLC otherOtherFeb 18, 2004Feb 23, 2004
Joseph Francis O'LoughlinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherNov 25, 2003Apr 17, 2008 (1605 d)
Danielle LyonsLPL Financial LLC otherCredit Suisse Securities (USA) LLC otherOtherNov 10, 2003Aug 15, 2005 (644 d)
Ryan Thomas BerubeQuest Capital Management, Inc. otherCredit Suisse Securities (USA) LLC otherOtherNov 7, 2003May 12, 2008 (1648 d)
Kurt Thomas LippincottUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 15, 2003Aug 28, 2003
Ana V InfanteCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherAug 21, 2003Aug 25, 2003
Christopher William GardnerMorgan Stanley & Co. LLC unclassifiedCredit Suisse Securities (USA) LLC otherOtherJul 9, 2003Jul 10, 2003
Nancy Acevedo CastilloMorgan Stanley Dw Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherJul 1, 2003Jun 17, 2013 (3639 d)
Sailing David AdlerBeaumont Financial Partners LLC otherCredit Suisse Securities (USA) LLC otherOtherOct 29, 2002Sep 4, 2009 (2502 d)
Jacob SchoriJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 17, 2002Aug 28, 2008 (2142 d)
Keith Alan JoffeEquitable Advisors, LLC national BDCredit Suisse Securities (USA) LLC otherOtherSep 5, 2002Sep 16, 2009 (2568 d)
Nicholas James BerthaRobertson Stephens, Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherJul 25, 2002Sep 27, 2006 (1525 d)
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325 moves match.