DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Woodbury Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Cynthia D O'Connell	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 15, 2017	Nov 15, 2017
Jason Michael Kendall	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 15, 2017	Nov 15, 2017
Eric D Iwanski	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 15, 2017	Nov 15, 2017
Troy David Stoll	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 10, 2017	Nov 2, 2017
Brooke A Crane-Acre	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 10, 2017	Nov 10, 2017
Christopher John Picciurro	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 10, 2017	Jan 16, 2018 (67 d)
Gregory Steven Casper	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 10, 2017	Nov 10, 2017
Todd James Montalbo	Ameriprise Financial Services, LLC national BD	Woodbury Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 8, 2017	Dec 7, 2017
Karl James Weizenicker	LPL Financial LLC other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 7, 2017	Oct 31, 2017
Elizabeth Anne Herman	Mid Atlantic Financial Management, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 6, 2017	Nov 3, 2017
Deborah Lee Clark	Invest Financial Corporation other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 6, 2017	Nov 3, 2017
Christopher Robert Brickheimer	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 3, 2017	Nov 3, 2017
Michelle Bergmann	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 3, 2017	Nov 3, 2017
Greg Alan Schroeder	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 2, 2017	Nov 1, 2017
Brian Scott Menzel	Principal Securities, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 2, 2017	Apr 13, 2018 (162 d)
Melody Marie Gressick	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 2, 2017	Nov 1, 2017
Steven Charles Johnson	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Oct 31, 2017
Eric James Pelnar	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Oct 31, 2017
Darin Gerard Svihovec	Investment Centers Of America, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Oct 31, 2017
David James Tassoul	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Oct 31, 2017
Craig Eldon Schnuelle	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Nov 1, 2017
Jason Lee Opie	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Nov 1, 2017
Dustin Mcdonald	Spc other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Dec 5, 2017 (34 d)
Adam David Gafner	LPL Financial LLC other	Woodbury Financial Services, Inc. other	Other	Oct 31, 2017	Oct 23, 2017
David Alan Horn	LPL Financial LLC other	Woodbury Financial Services, Inc. other	Other	Oct 31, 2017	Oct 23, 2017
Gary T Brewton	LPL Financial LLC other	Woodbury Financial Services, Inc. other	Other	Oct 31, 2017	Oct 23, 2017
Jacqueline Marie Karpinsky	LPL Financial LLC other	Woodbury Financial Services, Inc. other	Other	Oct 31, 2017	Oct 23, 2017
Bart Dominic Lia	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
David Gerard Berka	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Amy Marie Ley	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Lori Lynn Baneck	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Juli Yvonne Mcneely	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 30, 2017	Oct 27, 2017
Eric Christopher Tweeden	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Charles Richard Hurtgen	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Bryan Charles Marshall	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Dominic M Rice	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Derek J Winn	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Patrick Robert Macgrath	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 30, 2017	Oct 27, 2017
Rebecca Jo Gonzalez	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 30, 2017	Oct 27, 2017
Joseph M Matrise	Mpc Advisers, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 30, 2017	Apr 21, 2017
Robert Edward Young	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 27, 2017	Oct 25, 2017
Michael Lee Martin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 27, 2017	Oct 25, 2017
Kassie Ann Soulek	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 27, 2017	Oct 27, 2017
Jeffrey Giantonio	Beirne. other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 27, 2017	Dec 6, 2017 (40 d)
Scott Comee Soulek	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 27, 2017	Oct 27, 2017
Brett Andrew Brennan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 27, 2017	Oct 25, 2017
Dustin Scott Soulek	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 27, 2017	Oct 27, 2017
Laurie Michelle Martin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 27, 2017	Oct 25, 2017
Gerald Paul Gillespie	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 25, 2017
Michael Lawrence Savolt	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 25, 2017
Daniel James Weber	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 26, 2017
Dominic A Reinerio	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 25, 2017
Bryan Larry Grant	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 25, 2017
Chase Anthony Vande Yacht	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 25, 2017
Karen Lynne Weber	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 26, 2017
Julie J Woelfel	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 26, 2017	Oct 26, 2017
Kelly Watts Cole	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 25, 2017	Oct 25, 2017
Virgil Leonard Brenny	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 23, 2017	Oct 20, 2017
Russell Eugene Kenitzer	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 23, 2017	Oct 20, 2017
Teresa Jo Steele	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 23, 2017	Oct 16, 2017

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1,149 moves match.