Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jordan M Honan	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Feb 17, 2010	Feb 23, 2010
Nitika Sethi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 5, 2010	Mar 9, 2010 (32 d)
Lan Li	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 4, 2010	Feb 12, 2010
Mark Andrew Pittsey	Deutsche Bank Securities Inc. other	Hsbc Securities (USA) Inc. other	Other	Feb 3, 2010	Jul 20, 2010 (167 d)
Hsiao-Chi Chen Wu	Wells Fargo Investments, LLC unclassified	Hsbc Securities (USA) Inc. other	Other	Jan 25, 2010	Apr 7, 2010 (72 d)
Ka Eun Lee	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Jan 20, 2010	Feb 2, 2010
Katie Lynn Catanzaro	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Jan 11, 2010	Feb 22, 2010 (42 d)
Larry Siu Kwong Ngai	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Jan 5, 2010	Jan 21, 2010
Seth Berkowitz	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jan 4, 2010	Jan 28, 2010
Anthony Richard Polidoro	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 31, 2009	Apr 28, 2010 (118 d)
Martha Elena Bermudez	Deutsche Bank Securities Inc. other	Hsbc Securities (USA) Inc. other	Other	Dec 18, 2009	Mar 12, 2010 (84 d)
Satyajeet Shinde	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Dec 17, 2009	Feb 11, 2011 (421 d)
Patrick T Laterza	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Dec 17, 2009	Jan 29, 2010 (43 d)
George Moscoso	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. BD affiliated	Other	Dec 7, 2009	Mar 27, 2019 (3397 d)
Glorimar Chiroldes Porras	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Dec 3, 2009	Feb 18, 2010 (77 d)
Gerald Debenedictis	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Nov 13, 2009	Nov 19, 2009
Oscar Mauricio Gonzalez	Morgan Keegan & Company, LLC other	Hsbc Securities (USA) Inc. other	Other	Nov 6, 2009	Dec 8, 2009 (32 d)
Ronald John Gubelman	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Nov 4, 2009	Jul 19, 2010 (257 d)
Maria Isabel Patino-Rodriguez	Ucb Financial Advisers Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Nov 2, 2009	Dec 8, 2009 (36 d)
Fabrizio Sanchez	Colonial Asset Management Inc unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 29, 2009	Jan 10, 2013 (1169 d)
Robert Louis Garomo	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Oct 15, 2009	Oct 30, 2009
Timothy John Manning	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 15, 2009	Oct 30, 2009
Johnny Tzu-Hua Liu	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Oct 13, 2009	Oct 26, 2009
Daniel P Mcgovern	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Oct 6, 2009	Oct 26, 2009
Fei Hon Yiu	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Oct 5, 2009	Oct 14, 2009
Deanna Cilnyk Roeger	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Sep 21, 2009	Oct 1, 2009
Arthur T Crist	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Sep 16, 2009	Oct 6, 2009
John Randolph Mackenzie	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Sep 10, 2009	Sep 14, 2009
Jerry Nicholas Giordano	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Aug 31, 2009	Sep 9, 2009
Robert Charles Carlone	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Aug 17, 2009	Sep 16, 2009
Gregg D Jensen	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Jul 22, 2009	Aug 14, 2009
Rocio Mora Salazar	Lafise Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Jul 21, 2009	Sep 15, 2009 (56 d)
Ian Jason Seebachan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 8, 2009	Jul 15, 2009
Brian Robert Cohen	Strategic Advisers LLC national BD	Hsbc Securities (USA) Inc. other	Other	Jul 6, 2009	May 19, 2011 (682 d)
Anthony Fornatale	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Jun 22, 2009	Jul 1, 2009
Charles Steven Kassatly	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jun 15, 2009	Jun 24, 2009
Samantha Lee	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Jun 12, 2009	Jun 30, 2009
Peter Mcmahon	People'S Securities, Inc. other	Hsbc Securities (USA) Inc. other	Other	Jun 4, 2009	Jun 9, 2009
Goutam Ghosh	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	May 27, 2009	Jun 2, 2009
Litao Mai	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	May 19, 2009	Jun 1, 2009
Peter Michael Kalin	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	May 11, 2009	Jun 11, 2009 (31 d)
David Matthew O Connell	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	May 5, 2009	May 14, 2009
Anthony Santelli	Ameriprise Financial Services, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Apr 30, 2009	Jul 15, 2009 (76 d)
Steven E Manger	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 28, 2009	Feb 10, 2010 (288 d)
Jenny Chu Ning	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 28, 2009	Jul 23, 2009 (86 d)
Joshua E Schneider	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 28, 2009	Oct 19, 2009 (174 d)
Darren Carlyle White	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 28, 2009	Jun 11, 2009 (44 d)
Anil Chandrakant Patel	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Mar 26, 2009	Jul 6, 2009 (102 d)
David Chan	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Mar 18, 2009	Mar 25, 2009
Andrzej Kaluta	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Mar 13, 2009	Jan 11, 2011 (669 d)
Richard David Cordell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Mar 13, 2009	Sep 9, 2009 (180 d)
Ming Y Huang	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Mar 3, 2009	Jun 30, 2010 (484 d)
Matthew E Petrozelli	Strategic Advisers LLC national BD	Hsbc Securities (USA) Inc. other	Other	Feb 21, 2009	Jul 23, 2009 (152 d)
Donald E Moran	Northwestern Mutual Investment Services,LLC other	Hsbc Securities (USA) Inc. other	Other	Feb 17, 2009	Feb 25, 2009
Lindy Chan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 11, 2009	Jan 28, 2010 (351 d)
Yanick Kolbjornsen Midyette	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Feb 10, 2009	Mar 3, 2009
Andrew Paul Fox	Fifth Third Securities, Inc. other	Hsbc Securities (USA) Inc. other	Other	Feb 6, 2009	Jun 12, 2009 (126 d)
Jason J Topi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 6, 2009	Jun 19, 2009 (133 d)
Joseph Julian Torano	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 5, 2009	Feb 10, 2009
Annie Rong Wang	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 3, 2009	Feb 27, 2009

Page 9 of 12Previous Next

708 moves match.